CMC Markets PLC

Major Shareholding Notification • Nov 16, 2016

National Storage Mechanism | Additional information

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RNS Number : 3750P

CMC Markets Plc

16 November 2016

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii			CMC Markets plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached				X
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the notification obligation: iii		The Goldman Sachs Group, Inc.
4. Full name of shareholder(s)  (if different from 3.):iv		Goldman Sachs International
5. Date of the transaction and date on which the threshold is crossed or reached: v		14 November 2016
6. Date on which issuer notified:		16 November 2016
7. Threshold(s) that is/are crossed or reached: vi, vii		Below 5%

8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of shares if possible using the ISIN CODE		Situation previous to the triggering transaction					Resulting situation after the triggering transaction
Number of Shares		Number of Voting Rights			Number of shares		Number of voting rights				% of  voting rights x
Direct		Direct xi		Indirect xii		Direct	Indirect
GB00B14SKR37		0		0							1,061,184			0.3686%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument						Expiration date xiii				Exercise/ Conversion Period xiv		Number of voting rights that may be acquired if the instrument is exercised/ converted.			% of voting rights
Stock Loan (Physical)						Open						13,334,710			4.6313%
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial instrument	Exercise price		Expiration date xvii		Exercise/ Conversion period xviii				Number of voting rights instrument refers to				% of voting rights xix, xx
													Nominal		Delta
Total (A+B+C)
Number of voting rights								Percentage of voting rights
14,395,894								4.9999%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
The Goldman Sachs Group, Inc.; 14,395,894 shares; 4.9999% Goldman Sachs (UK) L.L.C. (Controlled by The Goldman Sachs Group, Inc.) ; 14,395,894 shares; 4.9999% Goldman Sachs Group UK Limited (Controlled by Goldman Sachs (UK) L.L.C.) ; 14,395,894 shares; 4.9999% Goldman Sachs International (Controlled by Goldman Sachs Group UK Limited) ; 14,395,894 shares; 4.9999%
Proxy Voting:
10. Name of the proxy holder:		N/A
11. Number of voting rights proxy holder will cease to hold:		N/A
12. Date on which proxy holder will cease to hold voting rights:		N/A
13. Additional information:	Please note, total amount of voting rights have been rounded to 4 decimal places therefore there is a possibility of a rounding error. General email contact: [email protected]
14. Contact name:	Joanna Foley
15. Contact telephone number:	+44 207 051 9996

This information is provided by RNS

The company news service from the London Stock Exchange

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