Major Shareholding Notification • Dec 15, 2015
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 1760J
MyCelx Technologies Corporation
15 December 2015
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | MYCELX TECHNOLOGIES CORPORATION | ||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | ü | ||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify): | |||||
| 3. Full name of person(s) subject to the notification obligation: iii |
HARGREAVE HALE LIMITED | ||||
| 4. Full name of shareholder(s) (if different from 3.):iv |
DISCRETIONARY CLIENTS | ||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: v |
14 DECEMBER 2015 | ||||
| 6. Date on which issuer notified: | 15 DECEMBER 2015 | ||||
| 7. Threshold(s) that is/are crossed or reached: vi, vii |
5% | ||||
| 8. Notified details: | |||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | |||||||||||
| Direct | Indirect | Direct xi | Indirect xii | Direct | Indirect | ||||||||||
| USU624551078 and US62847T2024 |
451,660 + 242,547 = 694,207 |
451,660 + 242,547 = 694,207 |
451,660 + 1,064,598 = 1,516,258 |
451,660 + 1,064,598 = 1,516,258 |
8.0780% | ||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||
| Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||
| Nominal | Delta | ||||||||||||||
| Total (A+B+C) | |||||||||||||||
| Number of voting rights | Percentage of voting rights | ||||||||||||||
| 451,660 + 1,064,598 = 1,516,258 | 8.0780% | ||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
||
| 205,000 + 822,051 = 1,027,051 of these shares are held for a unit trust operated by Marlborough Fund Managers Ltd, for whom Hargreave Hale Ltd manages the investments on a discretionary basis. The remainder are held on behalf of other discretionary clients. | ||
| Proxy Voting: | ||
| 10. Name of the proxy holder: | ||
| 11. Number of voting rights proxy holder will cease to hold: |
||
| 12. Date on which proxy holder will cease to hold voting rights: |
||
| 13. Additional information: | ||
| 14. Contact name: | David Clueit Hargreave Hale Ltd |
|
| 15. Contact telephone number: | 01253 754739 | |
This information is provided by RNS
The company news service from the London Stock Exchange
END
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