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STRATEC SE

Interim / Quarterly Report Aug 13, 2020

416_10-q_2020-08-13_9e0ed4ca-a7e6-4ca4-aad5-08be91a6a0ec.pdf

Interim / Quarterly Report

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HALF-YEAR FINANCIAL REPORT H1|2020 JANUARY 1 TO JUNE 30, 2020

PROFILE

STRATEC designs and manufactures fully automated analyzer systems for its partners in the fields of clinical diagnostics and biotechnology.

Furthermore, the company offers complex consumables for diagnostic and medical applications. STRATEC covers the entire value chain – from development to design and production through to quality assurance.

Our partners market the systems, software, and consumables, in general together with their own reagents, as system solutions to laboratories, blood banks and research institutes around the world. STRATEC develops its products on the basis of its own patented technologies.

CONTENTS

Current Information / Key Figures 04 Letter from the Board of Management 05 Interim Group Management Report 06 Consolidated Balance Sheet as of June 30, 2020 12 Consolidated Statement of Comprehensive Income for the period January 1 to June 30, 2020 14 Consolidated Statement of Comprehensive Income for the period April 1 to June 30, 2020 15 Consolidated Statement of Changes in Equity for the period January 1 to June 30, 2020 16

Consolidated Statement of Cash Flows for the period January 1 to June 30, 2020 18

Selected Explanatory Notes for the period January 1 to June 30, 2020 19

Further Information 32

CURRENT INFORMATION

  • 2020 financial guidance amended to account for COVID-19 pandemic: Organic sales growth of 14.0% to 18.0% and adjusted EBIT margin of around 15.5% to 16.5% expected
  • COVID-19 pandemic leads to substantial additional demand for in-vitro diagnostics solutions
  • Sales in H1/2020 rise year-on-year by 9.9% to € 119.4 million (H1/2019: € 108.6 million); constant-currency growth of +8.8%; system sales up by 30.6%
  • Adjusted EBIT rises by 43.8% to € 18.4 million in H1/2020 (H1/2019: € 12.8 million)
  • Adjusted EBIT margin improves year-on-year by 360 basis points to 15.4%

KEY FIGURES1

€ 000s H1/2020 H1/20192 Change Q2/2020 Q2/20192 Change
Sales 119,367 108,604 +9.9% 62,863 62,035 +1.3%
Adjusted EBITDA 23,537 17,325 +35.9% 13,395 10,148 +32.0%
Adjusted EBITDA margin (%) 19.7 16.0 +370 bps 21.3 16.4 +490 bps
Adjusted EBIT 18,413 12,805 +43.8% 10,755 7,830 +37.4%
Adjusted EBIT margin (%) 15.4 11.8 +360 bps 17.1 12.6 +450 bps
Adjusted consolidated net income3 15,595 10,455 +49.2% 9,349 6,699 +39.6%
Adjusted earnings per share (€)3 1.30 0.87 +49.4% 0.78 0.56 +39.3%
Earnings per share (€)3 1.01 0.48 +110.4% 0.64 0.37 +73.0%

bps = basis points

1 To facilitate comparison, adjusted figures exclude amortization resulting from purchase price allocations in the context of acquisitions and associated reorganization expenses.

2 Retrospectively adjusted to account for the recognition of the Data Solutions business unit as a discontinued operation pursuant to IFRS 5. 3 Consolidated net income from continuing operations.

€ 000s 06.30.2020 12.31.2019 Change
Equity 157,321 159,077 -1.1%
Total assets 312,742 299,414 +4.4%
Equity ratio (%) 50.3 53.1 -280 bps

bps = basis points

LETTER FROM THE BOARD OF MANAGEMENT

Dear Shareholders, Partners and Friends of STRATEC,

STRATEC can report a very pleasing business performance for the first half of 2020. We achieved substantial year-on-year sales growth of 9.9% in the half-year period. This was driven both by very pleasing system call-up figures and by strong business with service parts and consumables. We also significantly improved our profitability, with our adjusted EBIT margin rising by 3.6 percentage points to 15.4%.

These pleasing results, particularly in the second quarter, are due among other factors to increased demand due to the COVID-19 pandemic. With our systems, we are making a key contribution, and that worldwide, to containing this global health crisis. Many of our partners launched relevant tests onto the market at an early stage of developments, and these tests are performed on systems designed and manufactured by STRATEC. We expect the additional demand for in-vitro diagnostics solutions due to the COVID-19 pandemic to impact positively on our results in the months ahead as well. This expectation is also reflected in our adjusted financial guidance for the 2020 financial year.

By acting early to take extensive measures to protect our staff and secure our supply chain, we managed to uphold our supply capacity in the critical months of the worldwide lockdown. This was the prerequisite for successfully boosting our system output by more than a third.

Despite the challenges presented by the COVID-19 pandemic, STRATEC also reached important milestones in terms of new product developments in the first half of the year and is holding promising negotiations with partners for new projects. The strong development pipeline forms the foundation for our future sustainable growth.

By June 30, 2020, our organic workforce had grown by 14.5% compared with one year earlier. This increase was driven in particular by higher production volumes and the resultant need for additional staff.

We would like to thank our shareholders for their trust, which was also reflected in the high levels of approval granted at this year's Annual General Meeting. These included the approval of a further record dividend of € 0.84 per share, which we were then able to distribute in June 2020. This represents the sixteenth consecutive increase since payment of the first dividend in 2004.

Birkenfeld, August 2020

The Board of Management of STRATEC SE

Marcus Wolfinger Dr. Robert Siegle Dr. Claus Vielsack

INTERIM GROUP MANAGEMENT REPORT

Report on earnings, financial, and asset position

Earnings position

Consolidated sales increased by 9.9% to € 119.4 million in the first six months of the 2020 financial year (H1/2019: € 108.6 million). This corresponds to constant-currency adjusted organic sales growth of 8.8%. This growth was driven in particular by a substantial increase in sales with systems as well as service parts and consumables. Here, sales with systems rose year-onyear by 30.6% in the first half of 2020 (constant currency: +29.3%), while sales with service parts and consumables grew by 20.6% (constant currency: +19.4%). Particularly in the second quarter, both areas benefited from higher demand for in-vitro diagnostics products to contain the COVID-19 pandemic. This factor significantly offset the temporary dip in demand for some system lines due to medical tests being postponed during the worldwide lockdowns. By contrast, and consistent with expectations, due to the exceptionally high basis of comparison provided by the previous year's figure of € 23.5 million, sales with development and services fell by 49.9% (constant currency: -50.2%) to € 11.8 million.

Consolidated sales by operating division (€ 000s)

H1/2020 H1/20191 Change
Systems 66,563 50,950 +30.6%
Service Parts &
Consumables
40,677 33,739 +20.6%
Development and
Services
11,792 23,525 -49.9%
Other 335 390 -14.1%
Consolidated sales 119,367 108,604 +9.9%

1 Retrospectively adjusted

Given the higher volume of sales, the gross profit (gross profit on sales) rose from € 23.6 million in the previous year's period to € 33.7 million in the first half of 2020. As of June 30, 2020, the gross margin therefore came to 28.2%, compared with 21.7% in the first half of 2019.

As a result of the development pipeline, which was still well filled, gross development expenses remained at a high overall level of € 19.5 million in the first six months of 2020 (H1/2019: € 18.9 million).

Sales-related expenses increased from € 3.8 million in the previous year to € 5.5 million in the first half of 2020, while general administration expenses rose to € 9.6 million, up from € 9.1 million in the previous year's period.

Adjusted EBIT for the first six months of 2020 rose by 43.8% to € 18.4 million, compared with € 12.8 million in the previous year. Accordingly, the adjusted EBIT margin improved by 360 basis points to 15.4% (H1/2019: 11.8%). This significant margin growth was especially due to positive benefits of scale, as well as a strong sales and product mix. By contrast, measurement items for stock appreciation rights (SARs) had a negative impact of 200 basis points (€ 2.4 million) on the margin.

Given the company's operating earnings growth and a year-onyear reduction in the tax rate, adjusted consolidated net income from continuing operations (pursuant to IFRS 5) also improved, in this case by 49.2% to € 15.6 million (H1/2019: € 10.5 million). Adjusted earnings per share (basic) from continuing operations for the first six months of 2020 rose by 49.4% to € 1.30, up from € 0.87 in the previous year.

To facilitate comparison, key earnings figures have been adjusted to exclude amortization resulting from purchase price allocations in the context of acquisitions and associated reorganization expenses.

A reconciliation of the adjusted figures with those reported in the consolidated statement of comprehensive income is presented in the following tables.

€ 000s H1/2020 H1/20191
Adjusted EBIT 18,413 12,805
Adjustments
• PPA amortization
• Expenses relating to transactions and
associated restructuring expenses
-4,076
0
-4,535
-1,285
EBIT 14,337 6,985

1 Retrospectively adjusted

€ 000s H1/2020 H1/20191
Adjusted consolidated net income
from continuing operations
15,595 10,455
Adjusted earnings per share from
continuing operations in € (basic)
1.30 0.87
Adjustments
• PPA amortization
• Expenses relating to transactions
and associated restructuring
expenses
-4,076
0
-4,535
-1,285
• Taxes on income 637 1,073
Consolidated net income from
continuing operations
12,156 5,708
Earnings per share from
continuing operations in € (basic)
1.01 0.48

1 Retrospectively adjusted

Segments

The business activities of the STRATEC Group are divided into three reporting segments.

In its Instrumentation segment, STRATEC pools its business with designing and manufacturing fully automated analyzer systems, including service parts and consumables, for its clinical diagnostics and biotechnology customers.

The Diatron segment comprises the business with systems, system components, consumables and tests in the low throughput hematology and clinical chemistry segment.

The Smart Consumables segment includes the business with developing and manufacturing smart consumables in the fields of diagnostics, life sciences, and medical technology.

Instrumentation segment

Sales in the Instrumentation segment grew by 3.1% to € 84.6 million in the first six months of the 2020 financial year (H1/2019: € 82.0 million). Within this segment, sales with systems, service parts and consumables showed double-digit percentage growth. In line with expectations, and due to the strong basis of comparison provided by the previous year's figure, sales with development and services decreased significantly. The adjusted EBIT margin improved by 60 basis points to 14.7% (H1/2019: 14.1%). The positive development in the margin was driven in particular by sales and product mix effects, which were partly offset by negative measurement items for stock appreciation rights (SARs).

Diatron segment

The Diatron segment reported substantial sales growth of 35.9% to € 28.1 million in the first half of the 2020 financial year (H1/2019: € 20.7 million). This growth in sales was driven in particular by strong call-up figures for systems, as well as by strong business volumes with service parts and consumables. Alongside the pleasing performance of molecular diagnostics products, Diatron also generated significant sales growth with veterinary diagnostics products. The adjusted EBIT margin for the first six months of 2020 improved to 26.7%, up from 16.2% in the previous year's period. Here, the development in the margin was positively affected in particular by positive benefits of scale and a strong product mix.

Smart Consumables segment

The Smart Consumables segment generated sales of growth of 12.9% to € 6.7 million in the first half of the 2020 financial year (H1/2019: € 6.0 million). Adjusted EBIT amounted to € -1.6 million, compared with € -2.1 million in the first half of 2019.

Summary of reporting segment performance (€ 000s)

H1/2020 H1/20191 Change
Instrumentation
Sales 84,551 81,985 +3.1%
Adjusted EBIT 12,468 11,550 +7.9%
Adjusted EBIT margin 14.7% 14.1% +60 bps
Diatron
Sales 28,101 20,673 +35.9%
Adjusted EBIT 7,515 3,345 +124.7%
Adjusted EBIT margin 26.7% 16.2% +1,050 bps
Smart Consumables
Sales 6,715 5,946 +12.9%
Adjusted EBIT -1,570 -2,091 n/a
Adjusted EBIT margin -23.4% -35.2% +1,180 bps

bps = basis points 1 Retrospectively adjusted

Financial position

The cash flow from operating activities fell by 7.8% to € 11.9 million in the first half of 2020, as against € 12.9 million in the previous year. This reduction was mainly due to a significant rise in net working capital. In particular, increased stocking requirements in connection with the COVID-19 pandemic led to higher inventories. Furthermore, increases were also seen in other assets and trade receivables.

The cash flow from investing activities came to € -8.8 million, compared with € -14.8 million in the first half of 2019. Outflows of funds for property, plant and equipment decreased to € 6.5 million in the first half of 2020, down from € 8.3 million in the previous year's period. Among other items, investments in property, plant and equipment related to investments in the construction work currently underway to significantly expand building capacities at the company's headquarters in Birkenfeld. Investments in intangible assets amounted to € 5.0 million, compared with € 5.7 million one year earlier.

The investment ratio (investments in property, plant and equipment and intangible assets / sales) therefore amounted to 9.7% in the first half of 2020, which is slightly below the targeted corridor of 10% to 12% for the 2020 financial year as a whole.

The cash flow from financing activities amounted to € 0.1 million and mainly consisted of the dividend of € 10.1 million distributed to shareholders in June 2020, as well as of net new loans of € 8.2 million.

Cash and cash equivalents rose from € 20.4 million as of June 30, 2019 to € 25.8 million as of June 30, 2020.

Asset position

Total assets grew by € 13.3 million from € 299.4 million as of December 31, 2019 to € 312.7 million as of June 30, 2020.

Due among other factors to the disposal of the Data Solutions business unit in May 2020, non-current assets fell by € 5.8 million to € 164.4 million as of June 30, 2020, compared with € 170.3 million as of June 30, 2019. This reduction mainly resulted from a decrease in goodwill and other intangible assets.

By contrast, property, plant and equipment grew by € 3.3 million from € 47.3 million as of December 31, 2019 to € 50.7 million as of June 30, 2020. Among other factors, this growth was due to the construction work currently underway to significantly expand building capacities at the Birkenfeld location.

Current assets increased from € 129.1 million as of December 31, 2019 to € 148.3 million as of June 30, 2020. This growth was especially due to the greater need to secure inventories on account of the COVID-19 pandemic. Furthermore, the increase in sales volumes was accompanied by a rise in trade receivables from € 34.1 million to € 37.8 million.

Cash and cash equivalents amounted to € 25.8 million as of June 30, 2020, compared with € 22.7 million as of December 31, 2019.

Changes on the equity and liabilities side of the balance sheet related in particular to financial liabilities, which rose from € 100.0 million as of December 31, 2019 to € 110.4 million as of June 30, 2020.

The equity ratio amounted to 50.3% as of June 30, 2020, as against 53.1% as of December 31, 2019. This reduction was due in particular to the dividend distribution of € 10.1 million in the first half of 2020.

Macroeconomic and sector-specific framework

Macroeconomic framework

As a result of the COVID-19 pandemic and the measures needed to contain the health crisis, worldwide economic activity fell sharply in the first half of 2020. According to the OECD, the global economy is currently (status: June 2020) in its severest recession since the global economic crisis of the 1930s.

In its Economic Outlook published in June 2020, the OECD described the ongoing outlook as exceptionally uncertain. Numerous countries had already partly eased the mandatory measures previously imposed, but the time at which it would be possible to lift all of the restrictions, such as opening all international borders, was not yet foreseeable. According to the OECD, any recovery would be hesitant at first and could be interrupted at any time by a second wave of infections, particularly if targeted measures, such as test and trace, were not taken.

To account for the considerable uncertainties surrounding future economic developments due to the possibility of a second wave, in its Economic Outlook the OECD presented two equally likely scenarios. One scenario assumes that all economies will face a second wave towards the end of the year, while the other scenario assumes that it will be possible to avoid a second wave. In the second-wave scenario, the OECD expects global gross domestic product (GDP) to contract by 7.6% in 2020. In that case, the global economy is only expected to show a slight recovery in 2021, with growth of 2.1%. If a second wave is successfully avoided, the OECD believes that the reduction in global GDP in 2020 can be limited to 6.0%. Not only that, a significantly stronger recovery could then be expected in 2021, with growth of 5.2%.

Given its long-term project and product lifecycles, STRATEC and the decisions its customers take concerning joint development projects are only affected by macroeconomic fluctuations to a limited extent. Having said this, the macroeconomic climate nevertheless plays a major role in STRATEC's entrepreneurial activity and is therefore extensively factored into the company's assessments and planning.

Sector-specific framework

Based on various estimates, in-vitro diagnostics (IVD) is set to remain a growth market, with average annual global growth rates of around 5% through to 2023. By 2023, the IVD market should have an estimated volume of 88 billion US dollars, as against around 68 billion US dollars in 2018. The various segments within IVD will report different growth rates. STRATEC particularly operates in those segments which are expected to generate high growth rates. These include molecular diagnostics, for example, where growth is expected to average around 9% p.a. between 2018 and 2023. Other segments, such as blood glucose self-monitoring, are not growing as fast and are not among STRATEC's areas of activity.

In-vitro diagnostics methods also have a crucial role to play in containing the COVID-19 pandemic. After all, early diagnosis is the only way to successfully trace and interrupt chains of infection. Not only that, antibody tests enable conclusions to be drawn concerning the potential degree of immunity in the population and provide important information to be used in developing a vaccine.

Today, STRATEC offers products and solutions in numerous key areas of the IVD market. Consistently ageing populations, increased prevalence of chronic diseases based on our current lifestyles, and the ever growing significance of personalized treatment – these are key market growth drivers. Over and above that, the research being performed on innovative technologies, such as specific biomarkers, will create new opportunities for future market growth.

Due not least to the increasing complexity of IVD tests, it is difficult for any one company to develop proprietary products in all technology and market segments. In view of this, diagnostics groups frequently procure specific technologies to maintain their technological leadership and survive in the market. As a result, a process of consolidation has been apparent in the IVD market for years now and is expected to continue in future as well. At the same time, the constant rise in regulation recently seen in the diagnostics industry also represents an increasingly high barrier to potential competitors to STRATEC entering the market. There are only very few comparable companies with the ability to offer a comparable range of products and services from compiling specifications, through development, approval, and production of the respective instruments and solutions. The competitive situation therefore remains very limited and, alongside in-house development departments, is restricted to a handful of specialist companies. With the companies acquired in recent years, STRATEC has further extended the range of products and services it can offer to customers and accessed new market segments. This has further improved the company's competitive situation.

Report on forecasts and other statements concerning the company's expected development

Long-term growth prospects in the target markets served by STRATEC's customers remain just as positive as before, particularly in the field of in-vitro diagnostics. Due to the world's aging population, technological advances, and the increasing prevalence of chronic diseases, global demand for in-vitro diagnostics applications is expected to show sustainable growth. Not only that, STRATEC is benefiting from the growing interest and willingness shown by customers in outsourcing the development and production of automation solutions to specialist partners such as STRATEC. In view of these factors, and given its very full development pipeline, the company is still positive in its assessment of its business prospects.

Given the high degree of forecasting uncertainty, the financial guidance for the 2020 financial year communicated by STRATEC on May 4, 2020 did not account for any potential implications of the COVID-19 pandemic apart from those effects that had already arisen by the end of April 2020. Drawing on the greater transparency now available, the Board of Management has decided to adjust the financial guidance for 2020 and to account for the potential implications of the pandemic.

STRATEC expects that the current additional demand among its customers due to the COVID-19 pandemic will have a significantly positive impact on its sales performance and product mix in the third and fourth quarter as well. Accounting for the potential and currently foreseeable implications of the COVID-19 pandemic, STRATEC therefore now expects to achieve constant-currency adjusted organic sales growth of between 14.0% and 18.0% in the 2020 financial year (2019 sales basis: € 214.2 million). For its adjusted EBIT margin, STRATEC now forecasts a figure of around 15.5% to 16.5% (2019: 13.7%).

STRATEC's previous financial guidance, dated May 4, 2020, was calling for constant-currency adjusted organic sales growth in a low double-digit percentage range accompanied by an adjusted EBIT margin of around 15.0% in the 2020 financial year.

For 2020, STRATEC still expects its investments in property, plant and equipment and intangible assets to correspond to around 10% to 12% of sales. Investments in property, plant and equipment mainly relate to the construction work currently underway to significantly extend the buildings at the company's headquarters in Birkenfeld. This work is scheduled for completion in the third quarter of 2020. As a result, the investment ratio is expected to decrease further in 2021.

Depending on its ability to recruit adequate numbers of suitably qualified employees, STRATEC plans to increase the number of its employees in the years ahead in order to do justice to continuing high demand for development services. STRATEC's financial forecast is based on budgets that account for the specific features of its business model, as well as for numerous internal and external factors, and that weight such factors in accordance with their significance. New order figures, our customers' forecasts and their order behavior, and their stocking of services parts play a superordinate role here, as do the numbers of projects in development and negotiation. This forecast does not account for additional opportunities resulting from external growth. Given the long-term nature of its business relationships, macroeconomic developments are of subordinate significance for STRATEC. The macroeconomic factor is therefore weighted less prominently in the company's forecasts.

Opportunity and risk report

We analyze and evaluate the risks facing the company and its business environment within the framework of our risk management system, which has been established as an early warning risk identification system. Furthermore, this system also includes an internal control system (IKS) and a compliance system to additionally ensure compliance with the relevant legal and industry-specific requirements.

One of the core tasks performed by risk management at the STRATEC Group involves managing and monitoring the Group's internal financing requirements and securing the overall company's financial independence.

Financial risks are monitored by the reporting department and managed using detailed rolling financial and liquidity planning.

Given the international political insecurities currently observable and the economic effects of the COVID-19 pandemic, future developments in relevant markets and their currencies can only be assessed to a limited extent. Among other factors, this is reflected in the slight increase in volatility shown by customers in their order forecasts and in correspondingly volatile movements in exchange rates.

From STRATEC's perspective, there were no further changes as of June 30, 2020 compared with the risks and opportunities identified in the Group Management Report for the 2019 financial year dated April 2, 2020. Details of our risk management system and our company's specific opportunity and risk profile and of our use of financial instruments can be found in Section 'D. Opportunities and Risks' in the 2019 Group Management Report.

CONSOLIDATED BALANCE SHEET as of June 30, 2020

Assets

€ 000s 06.30.2020 12.31.2019
Non-current assets
Goodwill 38,823 40,674
Other intangible assets 50,074 56,418
Right-of-use assets 7,591 8,583
Property, plant and equipment 50,682 47,338
Non-current financial assets 370 447
Non-current contract assets 15,979 15,616
Deferred taxes 925 1,207
164,444 170,283
Current assets
Inventories 62,925 55,978
Trade receivables 37,846 34,121
Current financial assets 2,603 1,319
Current other receivables and assets 10,460 6,124
Current contract assets 6,358 4,780
Income tax receivables 2,288 4,101
Cash and cash equivalents 25,818 22,708
148,298 129,131
Total assets 312,742 299,414

Shareholders' equity and debt

€ 000s 06.30.2020 12.31.2019
Shareholders' equity
Share capital 12,085 12,030
Capital reserve 28,705 26,457
Revenue reserves 119,507 120,978
Treasury stock -65 -89
Other equity -2,911 -369
157,321 159,007
Non-current debt
Non-current financial liabilities 98,452 90,378
Non-current other liabilities 6 481
Non-current contract liabilities 2,451 1,869
Provisions for pensions 5,292 5,077
Deferred taxes 7,199 6,931
113,400 104,736
Current debt
Current financial liabilities 11,977 9,584
Trade payables 16,103 12,266
Current other liabilities 8,604 6,016
Current contract liabilities 2,803 4,407
Provisions 1,144 1,138
Income tax liabilities 1,390 2,260
42,021 35,671
Total shareholders' equity and debt 312,742 299,414

CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME

for the period January 1 to June 30, 2020

€ 000s 01.01. – 06.30.2020 01.01.–06.30.20191
Sales 119,367 108,604
Cost of sales -85,677 -85,045
Gross profit 33,690 23,559
Research and development expenses -4,458 -3,856
Sales-related expenses -5,495 -3,836
General administrative expenses -9,584 -9,074
Other operating income and expenses 184 192
Earnings before interest and taxes (EBIT) 14,337 6,985
Net financial expenses -207 -248
Earnings before taxes (EBT) 14,130 6,737
Taxes on income -1,974 -1,029
Earnings from continuing operations 12,156 5,708
Earnings from discontinued operations -3,526 -1,819
Consolidated net income 8,630 3,889
Items that may not be reclassified to profit or loss:
Remeasurements of defined benefit pension plans -48 0
Items that may be subsequently reclassified to profit or loss:
Currency translation differences from translation of foreign operations -2,494 826
Other comprehensive income (OCI) -2,542 826
Comprehensive income 6,088 4,715
Basic earnings per share in € 0.72 0.32
from continuing operations 1.01 0.48
from discontinued operations -0.29 -0.15
No. of shares used as basis (basic) 12,031,695 11,969,239
Diluted earnings per share in € 0.71 0.32
from continuing operations 1.00 0.47
from discontinued operations -0.29 -0.15
No. of shares used as basis (diluted) 12,115,478 12,047,271

Retrospectively adjusted to account for the recognition of the Data Solutions business unit as a discontinued operation pursuant to IFRS 5.

CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME for the period April 1 to June 30, 2020

in T€ 04.01.–06.30.2020 04.01. –06.30.20191
Sales 62,863 62,035
Cost of sales -45,841 -48,972
Gross profit 17,022 13,063
Research and development expenses -1,683 -1,687
Sales-related expenses -2,350 -1,735
General administrative expenses -4,435 -4,540
Other operating income and expenses 187 -91
Earnings before interest and taxes (EBIT) 8,741 5,010
Net financial expenses 69 204
Earnings before taxes (EBT) 8,810 5,214
Taxes on income -1,157 -818
Earnings from continuing operations 7,653 4,396
Earnings from discontinued operations -1,399 -191
Consolidated net income 6,254 4,205
Items that may not be reclassified to profit or loss:
Remeasurements of defined benefit pension plans -48 0
Items that may be subsequently reclassified to profit or loss:
Currency translation differences from translation of foreign operations 1,449 -440
Other comprehensive income (OCI) 1,401 -440
Comprehensive income 7,655 3,765
Basic earnings per share in € 0.52 0.35
from continuing operations 0.64 0.37
from discontinued operations -0.11 -0.01
No. of shares used as basis (basic) 12,038,091 11,974,228
Diluted earnings per share in € 0.51 0.35
from continuing operations 0.63 0.36
from discontinued operations -0.11 -0.01
No. of shares used as basis (diluted) 12,131,358 12,050,984

Retrospectively adjusted to account for the recognition of the Data Solutions business unit as a discontinued operation pursuant to IFRS 5.

CONSOLIDATED STATEMENT OF CHANGES IN EQUITY for the period January 1 to June 30, 2019

€ 000s Share capital Capital reserve
As of 01.01.2019 11,969 24,119
Equity translations with owners
• Dividend payments
• Issue of subscription shares from stock option programs, less costs of capital issue after taxes 43 1,259
Allocations due to stock option programs 160
Comprehensive income of the year
As of 06.30.2019 12,012 25,538

CONSOLIDATED STATEMENT OF CHANGES IN EQUITY for the period January 1 to June 30, 2020

€ 000s Share capital Capital reserve
As of 01.01.2020 12,030 26,457
Equity translations with owners
• Dividend payments
• Issue of subscription shares from stock option programs, less costs of capital issue after taxes 55 1,887
Allocations due to stock option programs 276
Allocations due to employee participation program 85
Comprehensive income of the year
As of 06.30.2020 12,085 28,705
Other equity
Currency translation
Group
equity
IFRS 5 Pension plans Treasury
stock
Accumulated
net income
152,204 -827 1,572 -887 -89 116,347
-9,811 -9,811
1,302
160
4,715 827 -1 3,889
148,571 0 1,571 -887 -89 110,425
Other equity
Currency translation
Group
equity
IFRS 5 Pension plans Treasury
stock
Accumulated
net income
159,007 0 1,487 -1,856 -89 120,978
-10,101 -10,101
1,942
276
109 24
6,088 -2,494 -48 8,630
157,321 0 -1,007 -1,904 -65 119,507

CONSOLIDATED STATEMENT OF CASH FLOWS for the period January 1 to June 30, 2020

€ 000s 01.01. – 06.30.2020 01.01.–06.30.2019
I. Operations
Consolidated net income (after taxes) 8,630 3,889
Depreciation and amortization 13,555 9,201
Current income tax expenses 2,028 1,714
Income taxes paid less income taxes received -763 -4,323
Financial income -30 -46
Financial expenses 644 513
Interest paid -660 -496
Interest received 47 39
Other non-cash expenses 2,198 2,990
Other non-cash income -2,733 -790
Change in net pension provisions through profit or loss 177 148
Change in deferred taxes through profit or loss 580 -608
Profit (-) / loss (+) on disposals of non-current assets 0 -19
Increase (-) / decrease (+) in inventories, trade receivables and other assets -21,421 -6,142
Increase (+) / decrease (-) in trade payables and other liabilities 9,621 6,802
Cash flow from operating activities 11,873 12,873
II. Investments
Incoming payments from disposals of non-current assets
• Property, plant and equipment
• Financial assets
1
805
22
28
Outgoing payments for investments in non-current assets
• Intangible assets
• Property, plant and equipment
-5,022
-6,511
-5,685
-8,289
Incoming payments from sale of previously consolidated
companies less cash and cash equivalents transferred
1,927 -871
Cash flow from investing activities -8,800 -14,795
III. Financing
Incoming funds from taking up of financial liabilities 22,000 8,000
Outgoing payments for repayment of financial liabilities -13,777 -1,034
Incoming payments from issue of shares for employee stock option programs 1,942 1,302
Dividend payments -10,101 -9,811
Cash flow from financing activities 64 -1,543
IV. Cash-effective change in cash and cash equivalents (net balance I – III) 3,137 -3,465
Cash and cash equivalents at start of period 22,708 24,095
Impact of exchange rate movements -27 -252
Cash and cash equivalents at end of period 25,818 20,378

SELECTED EXPLANATORY NOTE DISCLOSURES

for the period January 1 to June 30, 2020

Information about the company

STRATEC SE designs and manufactures fully automated analyzer systems for its partners in the fields of clinical diagnostics and biotechnology. Furthermore, the STRATEC Group (hereinafter also 'STRATEC') offers complex consumables for diagnostic and medical applications. STRATEC covers the entire value chain – from development to design and production through to quality assurance. The partners market the systems, software and consumables, in general together with their own reagents, as system solutions to laboratories, blood banks and research institutes around the world. STRATEC develops its products on the basis of its own patented technologies.

STRATEC SE, whose legal domicile is at Gewerbestrasse 35-37, 75217 Birkenfeld, Germany, is a publicly listed corporation under European law and is registered in the Commercial Register in Mannheim, Germany, with the number HRB 732007.

This half-year financial report was approved for publication by the Board of Management of STRATEC SE on August 13, 2020.

Basis of preparation

Consistent with § 115 (2) in conjunction with § 117 No. 2 of the German Securities Trading Act (WpHG), the half-year financial report of STRATEC SE comprises interim consolidated financial statements, an interim group management report, and a responsibility statement. The interim consolidated financial statements, which have not been audited, have been prepared in abridged form in accordance with the requirements of IAS 34 (Interim Financial Reporting) and in accordance with those International Financial Reporting Standards (IFRS) issued by the International Accounting Standards Board (IASB), London, and interpretations issued by the International Financial Reporting Interpretations Committee (IFRS IC) that were valid and endorsed by the EU as of the reporting date and, in the case of the interim group management report, additionally in accordance with the applicable requirements of the German Securities Trading Act (WpHG).

The group currency is the euro. Unless otherwise indicated, all amounts have been stated in thousand euros (€ 000s). Due to numbers being rounded up or down, individual figures may not add up exactly to the totals stated and percentage figures may not correlate exactly with the absolute figures to which they refer.

Accounting policies applied

Apart from those accounting standards and interpretations requiring mandatory application for the first time in the current financial year and unless indicated otherwise below, the accounting policies applied in the interim consolidated financial statements are consistent with those applied in preparing the consolidated financial statements as of December 31, 2019. A detailed description of the accounting policies was published in the notes to the consolidated financial statements. Reference is made to the information provided in Section 'B. Accounting policies applied' in the 2019 Annual Report.

STRATEC has not made premature application of new or amended accounting standards and interpretations that have already been published but do not yet require mandatory application.

The following accounting standards and interpretations require mandatory application for the first time in the current financial year:

Standard Title Effective date1 EU endorsement
New and amended standards and interpretations
IAS 1 and IAS 8 Amendments: Definition of Material 01.01.2020 11.29.2019
IFRS 3 Amendments: Definition of a Business 01.01.2020 04.21.2020
IFRS 9, IAS 39
and IFRS 7
Amendments: Interest Rate Benchmark Reform 01.01.2020 01.15.2020
Conceptual Framework Amendments: Reference to the IFRS Conceptual Framework 01.01.2020 11.29.2019

For companies like STRATEC whose financial year corresponds to the calendar year

The application of these standards and interpretations in the current financial year is consistent with the respective transition requirements. Unless explicitly required by individual standards and interpretations and explained separately below, the respective requirements have generally been applied retrospectively, i.e. the information has been presented as if the new accounting methods had always been applied in the past. In these cases – and where called for by the respective standard – the comparative figures have been adjusted accordingly.

The aforementioned amendments did not have any implications for these interim consolidated financial statements.

Voluntary amendment of accounting policies

Due to the continued integration of further processes and modules into the uniform ERP system introduced across the Group since the 2019 financial year and the enhanced possibilities thus now available for STRATEC's internal reporting, starting in the 2020 financial year the company can allocate its sales from contracts with customers to the respective types of goods and services in greater detail. The figures reported for the comparative period have been adjusted accordingly.

The aggregate effects for individual operating segments in the period from January 1, 2019 to June 30, 2019 are structured as follows:

Segment Instrumentation
€ 000s
Diatron
€ 000s
Smart Consumables
€ 000s
Total
€ 000s
Type of goods or services
Analyzer systems -1,424 508 0 -916
Service parts and consumables 369 -108 463 724
Development and services 1,695 593 -523 1,765
Other -640 -993 60 -1,573
Total 0 0 0 0

Forward-looking assumptions

The preparation of the interim consolidated financial statements requires a certain number of forward-looking assumptions to be made which have implications for the method of statement and volume of assets, liabilities, expenses, and income thereby recognized. Those forward-looking assumptions which, given the dynamic development in the underlying framework due to the COVID-19 pandemic, may lead to an additional significant risk of material adjustments being required are presented in greater detail below.

Determination of the recoverable amount when testing for impairment under IAS 36 (Impairment of Assets):

Due to the large number of variables involved, impairment tests are subject to a difficult assessment involving a significant degree of uncertainty in the estimates used. Given the dynamic development in the underlying framework due to the COVID-19 pandemic, the calculation of the fair value less costs to sell and of the value in use, which is determined as the present value of future net inflows of cash based on STRATEC's current planning, is subject to additional significant assessment uncertainties. At present, STRATEC is observing significantly positive and slightly negative effects in terms of its customer order and order forecasts. Overall, STRATEC currently expects to see a notably positive follow-up effect. In this respect, recent weeks have brought greater transparency. Although 'Smart Consumables' witnessed postponements in sales in the first half of 2020, based on updated planning the earnings and cash flow at this cash generating unit are still on budget from a full-year perspective. However, the possibility of temporary interruptions arising within the supply chain still cannot be fully ruled out. If necessary to determine the recoverable amount, the material assumptions underlying the impairment test would be adjusted accordingly.

Determination of expected credit losses upon subsequent measurement of financial assets:

STRATEC uses a sophisticated process to calculate its expected credit losses. This accounts for the creditworthiness of the debtor, the degree by which items are overdue, and the trade credit insurance policies concluded to minimize default risks. Given the dynamic development in the underlying framework due to the COVID-19 pandemic, consideration of credit default risk based on the creditworthiness of the respective debtor means that the calculation is subject to significant assessment uncertainties. If necessary, the material assumptions used to determine expected credit losses would be adjusted accordingly.

Impairment tests

STRATEC performs impairment tests pursuant to IAS 36 (Impairment of Assets) on goodwill and other intangible assets with unlimited or indefinite useful lives, as well as on intangible assets not yet ready for use, at least once a year and generally on a year-end basis. Furthermore, impairment tests pursuant to IAS 36 (Impairment of Assets) are performed when specific indications of impairment arise on the basis of external and internal sources of information. Given, among other factors, the dynamic development in the underlying framework due to the COVID-19 pandemic, STRATEC has tested its material

intangible assets and, where necessary, determined the recoverable amount for each asset and/or cash generating unit. This did not lead to the recognition of any impairment losses.

Scope of consolidation

In accordance with the requirements of IFRS 10 (Consolidated Financial Statements), the consolidated financial statements of STRATEC SE (parent company) basically include all companies controlled by STRATEC SE (subsidiaries). Specifically, alongside STRATEC SE these comprise the following subsidiaries:

Shareholding %
Company Domicile 06.30.2020 12.31.2019
Germany
STRATEC Capital GmbH Birkenfeld,
Germany
100% 100%
STRATEC PS Holding GmbH Birkenfeld,
Germany
100% 100%
European Union
STRATEC Biomedical UK,
Ltd.1
Burton upon
Trent, UK
0% 100%
STRATEC Biomedical S.R.L. Cluj-Napoca,
Romania
100% 100%
STRATEC Consumables
GmbH
Anif, Austria 100% 100%
RE Medical Analyzers
Luxembourg 2 S.à r.l.
Luxembourg,
Luxembourg
100% 100%
Diatron Medicinai
Instrumentumok
Laboratóriumi Diagnosztikai
Fejlesztö-Gyártó Zrt
Budapest,
Hungary
100% 100%
Mod-n-More Kft. Budapest,
Hungary
100% 100%
Other
STRATEC Biomedical
Switzerland AG
Beringen,
Switzerland
100% 100%
STRATEC Biomedical USA,
Inc.
Glendale,
US
100% 100%
STRATEC Services AG Beringen,
Switzerland
100% 100%
Medical Analyzers Holding
GmbH
Zug,
Switzerland
100% 100%
STRATEC Biomedical Inc. Southington,
US
100% 100%
Diatron (US), Inc. Delaware, US 100% 100%

1 STRATEC Biomedical UK, Ltd., was deconsolidated as of May 4, 2020. Reference is made to the comments provided below under 'Discontinued operations'.

Due to its immaterial significance, the subsidiary STRATEC Biomedical (Taicang) Co. Ltd., Taicang, China, has not been included in the consolidated financial statements by way of full consolidation.

Discontinued operations

By contract dated May 4, 2020, all shares held in STRATEC Biomedical UK, Ltd., Burton upon Trent, UK, all shares held in Sanguin International Inc., Southington, US, and all loans granted by STRATEC SE to STRATEC Biomedical UK, Ltd. were sold. Due the loss of control resulting from this transaction, STRATEC Biomedical UK, Ltd. was deconsolidated as of May 4, 2020. The earnings from this operation have been presented separately in the consolidated statement of comprehensive income. The relevant figures reported for the comparative period have been adjusted accordingly. STRATEC Biomedical UK, Ltd. was allocated to the 'Others' segment. The shares in Sanguin International Inc. were reported under financial assets.

The disposal of the shares held in STRATEC Molecular GmbH impacted as follows on the asset, financial, and earnings position:

Figures upon deconsolidation € 000s
Agreed purchase price for the shares 3,403
Purchase price retention -827
Expected payments due to purchase price retention 662
Highly probable consideration 3,238
Right-of-use assets 1,194
Property, plant and equipment 108
Inventories 1,297
Trade receivables 810
Financial assets 64
Other receivables and assets 142
Contract assets 1,955
Tax claims 18
Cash and cash equivalents 649
Currency items recognized in OCI -1,278
Financial liabilities 2,256
Trade payables 506
Other liabilities 825
Contract liabilities 967
Net assets 2,961
Costs of disposal -21
Deconsolidation result 256

By contract dated February 28, 2019, all shares held in STRATEC Molecular GmbH, Berlin, and all loans granted by STRATEC SE to STRATEC Molecular GmbH were sold. The closing of the contract took place on schedule on March 31, 2019. Due the loss of control resulting from this transaction, STRATEC Molecular GmbH was deconsolidated as of March 31, 2019. STRATEC Molecular GmbH was allocated to the 'Smart Consumables' segment. Details about the effects of the disposal of STRATEC Molecular GmbH can be found in the information included in the notes to the consolidated financial statements as of December 31, 2019.

The earnings from the discontinued operations in the period from January 1, 2020 to April 30, 2020 and in the comparative period in the previous year from January 1, 2019 to June 30, 2019 are structured as follows:

€ 000s 2020 2019
Sales 6,153 2,215
Current income and expenses -5,115 -2,322
Net financial expenses -16 -28
Current earnings from discontinued
operations (before taxes on income)
1,022 -135
Taxes on income -209 -76
Expenses from fair value measurement less costs
to sell and disposal of discontinued operations
-4,339 -1,608
Earnings from discontinued operations
(after taxes on income)
-3,526 -1,819

In the cash flow statement, the discontinued operations had the following implications in the period from January 1, 2020 to June 30, 2020 and in the previous year's comparative period:

€ 000s 2020 2019
Cash flow from operating activities 2,404 196
Cash flow from investing activities -284 -588
Cash flow from financing activities -27 -72

Upon the deconsolidation of STRATEC Biomedical UK, Ltd., this company held cash and cash equivalents of € 649k (June 30, 2019: € 1,171k). Upon the deconsolidation of STRATEC Molecular GmbH, this company held cash and cash equivalents of € 871k.

Depreciation and amortization of € 185k and impairments of non-current assets amounting to € 4,170k were attributable to the discontinued operations in the period from January 1, 2020 to April 30, 2020 (previous year: January 1 to June 30, 2019: depreciation and amortization of € 100k and impairments of € 46k).

Incoming payments from the sale of shares held in STRATEC Biomedical UK, Ltd. and STRATEC Molecular GmbH, less the cash funds thereby ceded, have been presented as a separate line item within the cash flow from investing activities, while the income from deconsolidation has been included in other non-cash income and expenses within the cash flow from operating activities.

Segment disclosures

Apart from the disposal of STRATEC Biomedical UK, Ltd., no changes in segmentation have arisen compared with the consolidated financial statements as of December 31, 2019. STRATEC Biomedical UK, Ltd. was allocated to the 'Others' segment. Existing supply and service relationships between STRATEC and STRATEC Biomedical UK, Ltd. are allocated to the 'Instrumentation' segment.

Instrumentation
(includes
service parts
and consumables
allocable to
business unit)
€ 000s
Diatron
(includes
service parts
and consumables
allocable to
business unit)
€ 000s
Smart
Consumables
€ 000s
Total1
€ 000s
Reconciliation2
€ 000s
Total
€ 000s
Sales with external
customers
84,551 28,101 6,715 119,367 0 119,367
Inter-segmental sales 818 1,938 697 3,453 -3,453 0
Depreciation and
amortization
3,457 3,638 2,105 9,200 4,355 13,555
EBITDA 15,925 8,152 -540 23,537 0 23,537
Adjusted EBITDA 15,925 8,152 -540 23,537 0 23,537
EBIT 12,468 4,514 -2,645 14,337 0 14,337
Adjusted EBIT 12,468 7,515 -1,570 18,413 0 18,413
Interest income 1,233 0 17 1,250 -1,220 30
Interest expenses 477 1,129 241 1,847 -1,220 627
Additions to
non-current assets
9,391 1,491 367 11,249 284 11,533
Average number
of employees
755 271 176 1,202 33 1,235

Segment data by operating segment for the period from January 1 to June 30, 2020

Excluding segment data pursuant to IFRS 5 (Non-Current Assets Held for Sale and Discontinued Operations)

2With regard to the reconciliation of the figures adjusted for one-off items with the Group figures, reference is made to the information

provided in the 'Report on earnings, financial, and asset position' in the Interim Group Management Report.

Instrumentation
(includes
service parts
and consumables
allocable to
business unit)
€ 000s
Diatron
(includes
service parts
and consumables
allocable to
business unit)
€ 000s
Smart
Consumables
€ 000s
Total1
€ 000s
Reconciliation2
€ 000s
Total
€ 000s
Sales with external
customers
81,985 20,673 5,946 108,604 0 108,604
Inter-segmental sales 1,062 1,134 109 2,305 -2,305 0
Depreciation and
amortization
3,025 3,703 2,327 9,055 146 9,201
EBITDA 13,291 3,860 -1,111 16,040 0 16,040
Adjusted EBITDA 14,576 3,860 -1,111 17,325 0 17,325
EBIT 10,266 157 -3,438 6,985 0 6,985
Adjusted EBIT 11,550 3,345 -2,091 12,805 0 12,805
Interest income 1,253 0 0 1,253 -1,206 47
Interest expenses 365 1,081 246 1,692 -1,206 486
Additions to
non-current assets
12,064 503 809 13,376 598 13,974
Average number
of employees
692 216 159 1,067 67 1,134

Segment data by operating segment for the period from January 1 to June 30, 2019

Excluding segment data pursuant to IFRS 5 (Non-Current Assets Held for Sale and Discontinued Operations)

2With regard to the reconciliation of the figures adjusted for one-off items with the Group figures, reference is made to the information

provided in the 'Report on earnings, financial, and asset position' in the Interim Group Management Report.

Sales

The sales generated from contracts with customers at continuing operations in the period from January 1, 2020 to June 30, 2020 are structured as follows:

Segment Instrumentation
€ 000s
Diatron
€ 000s
Smart Consumables
€ 000s
Total
€ 000s
Type of goods or services
Analyzer systems 49,245 17,318 0 66,563
Service parts and consumables 26,593 10,108 3,976 40,677
Development and services 8,699 359 2,734 11,792
Other 14 316 5 335
Total 84,551 28,101 6,715 119,367
Geographical regions
Germany 12,603 9,245 229 22,077
European Union 32,513 8,351 2,563 43,427
Other 39,435 10,505 3,923 53,863
Total 84,551 28,101 6,715 119,367
Time at which sales
are recognized
Recognized at a point in time 81,779 28,101 6,124 116,004
Recognized over time 2,772 0 591 3,363
Total 84,551 28,101 6,715 119,367

The sales generated from contracts with customers at continuing operations in the period from January 1, 2019 to June 30, 2019 are structured as follows:

Segment Instrumentation
€ 000s
Diatron
€ 000s
Smart Consumables
€ 000s
Total
€ 000s
Type of goods or services
Analyzer systems 39,038 11,912 0 50,950
Service parts and consumables 22,444 7,936 3,359 33,739
Development and services 20,405 593 2,527 23,525
Other 98 232 60 390
Total 81,985 20,673 5,946 108,604
Geographical regions
Germany 10,483 3,937 178 14,598
European Union 47,568 5,668 2,496 55,732
Other 23,934 11,068 3,272 38,274
Total 81,985 20,673 5,946 108,604
Time at which sales
are recognized
Recognized at a point in time 78,610 20,673 5,562 104,845
Recognized over time 3,375 0 384 3,759
Total 81,985 20,673 5,946 108,604

Research and development expenses

Research and development expenses not meeting the criteria for capitalization pursuant to IAS 38 (Intangible Assets) totaled € 4.5 million at continuing operations in the first six months of the 2020 financial year (previous year: € 3.9 million) and mainly involved personnel expenses and cost of materials. Overall, the STRATEC Group invested a total of € 19.5 million in research and development at continuing operations in the first six months of the 2020 financial year (previous year: € 18.9 million).

Intangible assets and property, plant and equipment

STRATEC invested a total of € 11,533k in intangible assets and property, plant and equipment in the first six months of the 2020 financial year (previous year: € 13,974k). Of this total, investments of € 284k in intangible assets and property, plant and equipment were attributable to STRATEC Biomedical UK, Ltd. through to the date of its deconsolidation (previous year: € 552k).

Investments in intangible assets mainly relate to the capitalization of development expenses, while the investments in property, plant and equipment chiefly involve the extension to the buildings at the Birkenfeld location and the acquisition of machinery, tools, test materials, and hardware.

Financial instruments

The following table presents the carrying amounts and fair values of individual financial assets and liabilities for each individual class of financial instruments pursuant to IFRS 9 (Financial Instruments) and reconciles these with the corresponding balance sheet items.

As financial liabilities also include the financial instruments covered by IFRS 2 (Share-based Payment), which are exempted from the scope of IFRS 7 (Financial Instruments: Disclosures), the 'Not in scope of IFRS 7' column provides a corresponding reconciliation of these items.

Abbreviations for IFRS 9 measurement categories (Financial Instruments)

AC Measured at (amortized) cost
FVTPL Measured at fair value through profit or loss
FVTOCI Measured at fair value through OCI
n/a Not attributable to any measurement category
Figures in € 000s
06.30.2020
(12.31.2019)
IFRS 9
cate
gory
Carrying
amount
Amortized
cost
of which
Level 1
of which
Level 2
of which
Level 3
Not in
scope of
IFRS 7
Total Fair value
Non-current assets
Financial assets
• Investments in associates n/a 100
(160)
100
(160)
100
(160)
100
(160)
• Other financial assets AC 270
(287)
270
(287)
270
(287)
270
(287)
Current assets
Trade receivables AC 37,846
(34,121)
37,846
(34,121)
37,846
(34,121)
37,846
(34,121)
Financial assets
• Amortized cost AC 1,035
(411)
1,035
(411)
1,035
(411)
1,035
(411)
• Fair value through
profit or loss
FVTPL 1,567
(907)
1,224
(907)
343
(0)
1,567
(907)
1,567
(907)
• Fair value through OCI FVTOCI 0
(0)
0
(0)
0
(0)
0
(0)
Cash and cash equivalents AC 25,818
(22,708)
25,818
(22,708)
25,818
(22,708)
25,818
(22,708)
Total financial assets
• Amortized cost AC 64,969
(57,527)
64,969
(57,527)
64,969
(57,527)
• Fair value through
profit or loss
FVTPL 1,567
(907)
1,224
(907)
343
(0)
1,567
(907)
• Fair value through
OCI
FVTOCI 0
(0)
0
(0)
0
(0)
• Not in scope
of IFRS 7
n/a 100
(160)
100
(160)
100
(160)

Fair value

Figures in € 000s
06.30.2020
(12.31.2019)
IFRS 9
cate
gory
Carrying
amount
Amortized
cost
of which
Level 1
of which
Level 2
of which
Level 3
Not in
scope of
IFRS 7
Total Fair value
Non-current debt
Financial liabilities
• Amortized cost AC 97,384
(89,846)
97,384
(89,846)
97,384
(89,846)
96,008
(88,281)
• Not in scope
of IFRS 7
n/a 1,068
(532)
1,068
(532)
1,068
(532)
1,068
(532)
Current liabilities
Financial liabilities
• Amortized cost AC 9,587
(9,053)
9,587
(9,053)
9,587
(9,053)
10,485
(9,847)
• Fair value through
profit or loss
FVTPL 0
(0)
0
(0)
0
(0)
• Not in scope
of IFRS 7
n/a 2,390
(531)
2,390
(531)
2,390
(531)
2,390
(531)
Trade payables AC 16,103
(12,266)
16,103
(12,266)
16,103
(12,266)
16,103
(12,266)
Total financial liabilities
• Amortized cost AC 123,074
(111,165)
123,074
(111,165)
123,074
(111,165)
• Fair value through
profit or loss
FVTPL 0
(0)
0
(0)
• Fair value through
OCI
FVTOCI 0
(0)
0
(0)
• Not in scope
of IFRS 7
n/a 3,458
(1,063)
3,458
(1,063)
3,458
(1,063)

Fair value

Fair value hierarchy

To enhance the comparability and consistency of fair value measurements and related disclosures, IFRS 13 (Fair Value Measurement) stipulates a fair value hierarchy that allocates the input factors used in valuation methods to calculate fair value to three levels. The hierarchy grants the highest priority to prices (taken over without amendment) on active markets for identical assets or liabilities (Level 1 input factors) and the lowest priority to non-observable input factors (Level 3 input factors). The following specific definitions apply:

Input factors: Assumptions that would be used by market participants when determining the price of an asset or liability, including risk assumptions, such as:

  • (a) The risk involved in a specific valuation method used to calculate fair value (such as a price model), and
  • (b) The risk involved in the input factors used in the valuation method.

Input factors may be observable or non-observable.

Level 1 input factors: Listed prices (taken over without amendment) on active markets for identical assets or liabilities to which the company has access on the valuation date.

Level 2 input factors: Input factors other than the listed prices included in Level 1 that are either directly or indirectly observable for the asset or liability.

Level 3 input factors: Input factors not observable for the asset or liability.

Observable input factors: Input factors derived from market data, such as publicly available information about actual events or transactions, which reflect those assumptions that would be used by market participants when determining the price of the asset or liability.

Non-observable input factors: Input factors for which no market data is available and which are derived from the best information available concerning the assumptions that would be used by market participants when determining the price of the asset or liability.

No items were reclassified within the three input factor levels in the period from January 1 to June 30, 2020 or in the comparative period. The financial assets allocated to Level 1 involve shares in listed companies, which have been measured at the closing price on the stock market with the highest trading volumes as of the balance sheet date. The financial liabilities allocated to Level 2 involve forward exchange transactions intended to hedge currency risks. Overall, this had the following implications for the consolidated statement of comprehensive income:

€ 000s Level 1 Level 2 Level 3
Balance at 01.01.2019 696 -15 0
Total gains or losses recognized
through profit or loss
• Other operating income 0 0 0
• Other operating expenses 0 0 0
• Other financial income/expenses 151 39 0
Total gains or losses recognized
in OCI
• Changes in value 0 0 0
• Reclassifications out of OCI
into profit or loss
(other operating income) 0 0 0
Additions 0 0 0
Retirements
• Due to sale -28 0 0
• Due to derecognition 0 0 0
Balance at 06.30.2019 819 24 0
Balance at 01.01.2020 907 0 0
Total gains or losses recognized
through profit or loss
• Other operating income 0 343 0
• Other operating expenses -1 0 0
• Other financial income/expenses 390 0 0
Total gains or losses recognized
in OCI
• Changes in value 0 0 0
• Reclassifications out of OCI
into profit or loss
(other operating income) 0 0 0
Additions 0 0 0
Retirements
• Due to sale -72 0 0
• Due to derecognition 0 0 0
Balance at 06.30.2020 1,224 343 0

Financial liabilities

Financial liabilities include liabilities to banks of € 93,710k (12.31.2019: € 82,893k). In some cases, the relevant loan agreements include agreements concerning compliance with specific key financial figures (covenants) and of general obligations involving restrictions on the disposability of assets and provisos concerning further borrowing.

Furthermore, financial liabilities include the total obligation of € 3,458k stated for expected payments in connection with stock appreciation rights (SARs) granted (12.31.2019: € 1,063k). In the period under report, expenses of € 2,395k were recognized through profit or loss for cash-settled share-based payments (previous year: € 750k).

The fair value of stock appreciation rights (SARs) developed as follows:

Stock appreciation rights
(SARs)
Tranche
1/2020
Tranche
1/2019
Tranche
1/2018
Issue date 01.23.2020 01.15.2019 10.25.2018
Fair value at issue date € 17.55 € 18.43 € 16.18
Fair value at 12.31.2019 n/a € 17.74 € 17.71
Fair value at 06.30.2020 € 35.58 € 40.36 € 39.32

The development in the number of stock appreciation rights (SARs) is presented below:

Number of rights Total at 01.01.2020 Granted Exercised/lapsed/
forfeited
Total at
06.30.2020
of which
exercisable
Tranche 1/2018 30,000 0 0 30,000 0
Tranche 1/2019 30,000 0 0 30,000 0
Tranche 1/2020 0 30,000 0 30,000 0
Total 60,000 30,000 0 90,000 0

Risk management activities

STRATEC's assets, liabilities and future activities are subject to liquidity risks, default risks, and market risks resulting from changes in exchange rates, interest rates and stock market prices.

The allowances recognized for expected credit losses on trade receivables are structured as follows:

€ 000s Gross amount of which: not overdue at
balance sheet date
of which: overdue at balance sheet
date within following time bands
up to
60 days
between 60
and 90 days
more than
90 days
06.30.2020 39,755 31,216 6,286 348 1,905
Expected
credit loss
278 259 81 1,304
12.31.2019 35,608 26,579 6,890 374 1,765
Expected
credit loss
130 187 66 1,117

Furthermore, allowances of € 137k were recognized as of June 30, 2020 for expected credit losses on contract assets (12.31.2019: € 162k).

STRATEC had concluded hedging transactions as of June 30, 2020. These involve currency futures intended to secure future cash flows from sales in USD. No use was made of the hedge accounting provisions of IFRS 9 (Financial Instruments).

Shareholders' equity

The development in shareholders' equity at STRATEC and dividends paid is presented in the consolidated statement of changes in equity. The number of ordinary shares issued by STRATEC SE as of June 30, 2020 amounts to 12,085,845. All shares are fully paid in and are registered shares.

Treasury stock holdings

The company owned a total of 3,579 treasury stock shares at the interim balance sheet date. This corresponds to a prorated amount of € 3,579.00 of the company's share capital and to a 0.03% share of its equity. In the period from January 1 to June 30, 2020, 1,416 treasury stock shares were surrendered in connection with the employee participation program.

Stock option programs

The company had two stock option programs (equity-settled share-based payment) as of June 30, 2020.

In the financial years 2015 to 2017, the individual members of the Board of Management were not granted any stock options. Rather than stock options, they were granted stock appreciation rights (cash-settled share-based payment – SARs) as a variable compensation component of a long-term incentive nature. From the 2018 financial year, a modification to this approach means that the company no longer exclusively grants stock appreciation rights (SARs), but has once again granted stock options at a ratio of 75% (SARs) to 25% (stock options).

The following option schedule provides a summary of the development in stock option rights in the period under report:

Stock option
rights
Board of
Management
Employees Total
Outstanding on
01.01.2020
• of which
exercisable
60,000
40,000
140,400
10,600
200,400
50,600
Granted 10,000 22,750 32,750
Exercised 40,000 15,550 55,550
Lapsed 0 1,000 1,000
Forfeited 0 9,500 9,500
Outstanding on
06.30.2020
• of which
exercisable
30,000
0
137,100
8,300
167,100
8,300

Components of other comprehensive income (OCI)

The currency translation reserve of € -1,007k recognized within other comprehensive income (OCI) as of June 30, 2020 (previous year: € 1,571k; 12.31.2019: € 1,487k) mainly comprises currency differences arising upon the translation of the separate financial statements of companies whose functional currency is not the euro and from the translation within equity of group-internal net investments as of the reporting date. The change in this item is recognized in the 'Currency translation differences from translation of foreign business operations' line item in the statement of comprehensive income. Upon the deconsolidation of STRATEC Biomedical UK, Ltd., an amount of € 1,278k from the currency translation reserve was recognized through profit or loss under earnings from discontinued operations.

Select related party disclosures

In the first half of 2020, STRATEC SE purchased services of € 172k from STRATEC Biomedical (Taicang) Co. Ltd. (previous year: € 97k). As of the interim reporting date, there were receivables of € 13k (12.31.2019: € 13k) and liabilities of € 13k (12.31.2019: € 24k).

Mod-n-More Kft. purchased services of € 64k from STRATEC Biomedical (Taicang) Co. Ltd. in the first half of 2020 (previous year: € 67k). As of the interim reporting date, there were liabilities of € 30k in this respect (12.31.2019: € 34k).

Hermann Leistner did not receive any compensation in the period under report for his activity as a member of the Administrative Board of STRATEC Biomedical Switzerland AG (previous year: equivalent of € 7k).

In the first half of 2020, STRATEC SE generated revenues of € 36k from transactions with DITABIS Digital Biomedical Imaging Systems AG (previous year: € 41k) and purchased services of € 1,255k from this company (previous year: € 272k). As of the interim reporting date, the company had no receivables (12.31.2019: € 113k) and liabilities of € 72k (12.31.2019: € 0k). Services were performed on customary contractual conditions.

As of June 30, 2020, STRATEC reported outstanding balances of € 4,456k in connection with profit participation by members of the Board of Management (12.31.2019: € 2,419k).

Employees

Including temporary employees, STRATEC had a total of 1,335 employees as of June 30, 2020 (previous year: 1,220). The disposal of STRATEC Biomedical UK, Ltd. reduced the number of employees by 49 upon the date of deconsolidation.

Major events after the interim reporting date

No events of particular significance which can be expected to materially influence the Group's earnings, financial, or asset position have occurred since the interim reporting date.

Responsibility statement

We hereby affirm that, to the best of our knowledge, and in accordance with the applicable reporting principles for interim financial reporting, the interim consolidated financial statements give a true and fair view of the assets, liabilities, financial position and profit or loss of the Group consistent with the principles of proper accounting, and the interim group management report includes a fair review of the development and performance of the business and the position of the Group, together with a description of the principal opportunities and risks associated with the expected development of the Group in the remainder of the financial year.

FINANCIAL CALENDAR

Subject to amendment.

Quarterly statements and half-year financial reports are neither audited nor subject to an audit review by the group auditor Ebner Stolz GmbH & Co. KG Wirtschaftsprüfungsgesellschaft Steuerberatungsgesellschaft, Stuttgart.

ABOUT STRATEC

STRATEC SE (www.stratec.com) designs and manufactures fully automated analyzer systems for its partners in the fields of clinical diagnostics and biotechnology. Furthermore, the company offers complex consumables for diagnostic and medical applications. STRATEC covers the entire value chain – from development to design and production through to quality assurance.

The partners market the systems, software and consumables, in general together with their own reagents, as system solutions to laboratories, blood banks and research institutes around the world. STRATEC develops its products on the basis of its own patented technologies.

Shares in the company (ISIN: DE000STRA555) are traded in the Prime Standard segment of the Frankfurt Stock Exchange and are listed in the SDAX select index of the German Stock Exchange.

IMPRINT AND CONTACT

Published by

STRATEC SE Gewerbestr. 37 75217 Birkenfeld Germany Phone: +49 7082 7916-0 Fax: +49 7082 7916-999 [email protected] www.stratec.com

Head of Investor Relations & Corporate Communications Jan Keppeler Phone: +49 7082 7916-6515

Fax: +49 7082 7916-9190 [email protected]

Notice

Forward-looking statements involve risks: This half-year financial report contains various statements concerning the future performance of STRATEC. These statements are based on both assumptions and estimates. Although we are convinced that these forward-looking statements are realistic, we can provide no guarantee of this. This is because our assumptions involve risks and uncertainties which could result in a substantial divergence between actual results and those expected. It is not planned to update these forward-looking statements.

This half-year financial report contains various disclosures that from an economic point of view are not required by the relevant accounting standards. These disclosures should be regarded as a supplement, rather than a substitute for the IFRS disclosures.

Apparent discrepancies may arise throughout this half-year financial report on account of mathematical rounding up or down in the course of addition.

In this half-year financial report, words in the masculine include words in the feminine; in parts of the half-year financial report, the masculine form has solely been used to make the document easier to read.

This half-year financial report is available in both German and English. Both versions can be downloaded from the company's website at www.stratec.com. In the event of any discrepancies between the two, the German report is the definitive version.

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