CA Immobilien Anlagen AG

Major Shareholding Notification • Oct 9, 2023

Veröffentlichung: 09.10.2023 08:00 Quelle: https://www.pressetext.com/news/20231009007 Stichwörter: Unternehmen / Beteiligungsmeldung / CA Immobilien Anlagen AG

Beteiligungsmeldung gemäß § 135 Abs. 2 BörseG (ESMA 2015/1597)

CA Immobilien Anlagen AG: Veröffentlichung gemäß § 135 Abs. 2 BörseG

Wien (pta/09.10.2023/08:00 UTC+2) - Veröffentlichung einer Beteiligungsmeldung nach § 135 Abs. 2 BörseG

Beteiligungsmeldung

1. Emittent

CA Immobilien Anlagen AG, Mechelgasse 1, 1030 Wien, Österreich

2. Grund der Mitteilung

Erwerb/Veräußerung von Finanz- oder sonstigen Instrumenten

3. Meldepflichtige Person

Name: Klaus Umek

4. Namen der Aktionäre (sofern es sich nicht um die unter Punkt 3 genannte Person handelt)

Klaus Umek, Petrus Advisers Ltd., Petrus Advisers Investments Fund L.P., Petrus Advisers Bratislava k.s.

5. Datum der Schwellenberührung

3.10.2023

6. Gesamtpositionen der meldepflichtigen Person

	% der Stimmrechte, die zu Aktien gehören (7.A)	% der Stimmrechte, die die Finanz-/sonstigen Instrumente repräsentieren (7.B.1 + 7.B.2)	Total von beiden in % (7.A + 7.B)	Gesamtzahl der Stimmrechte des Emittenten
Situation am Tag der Schwellenberührung	2,4	5,21	7,61	106.496.426
Situation in der vorherigen Meldung	2,30	4,18	6,47

7. Einzumeldende Daten - Details über die gehaltenen Instrumente am Tag der Berührung der Schwelle

7.A: Stimmrechte die zu Aktien gehören

ISIN der Aktien	Absolut direkt (§ 130 BörseG 2018)	Absolut indirekt (§ 133 BörseG 2018)	Direkt in % (§ 130 BörseG 2018)	Indirekt in % (§ 133 BörseG 2018)
AT0000641352 1.605.627		948.092	1,51	0,89
Summe:		2.553.719		2,4

7.B.1: Finanzinstrumente / Sonstige Instrumente gem. § 131 Abs 1 Z 1 BörseG 2018

Art des Instruments	Verfalldatum	Ausübungszeitraum / Laufzeit	Stimmrechte absolut	Stimmrechte in %
Call Option	December 2023 - December 2024	Anytime	5550000	5,21
		Summe:	5.550.000	5,21

7.B.2: Finanzinstrumente / Sonstige Instrumente gem. § 131 Abs 1 Z 2 BörseG 2018

Art des	Verfalldatum Ausübungszeitraum /	Barausgleich oder	Stimmrechte	Stimmrechte
Instruments	Laufzeit	physische Abwicklung	absolut	in %
		Summe:	0	0

8. Information in Bezug auf die meldepflichtige Person

Volle Kette der kontrollierten Unternehmen, über die die Stimmrechte und/oder Finanz-/sonstigen Instrumente gehalten werden, beginnend mit der obersten kontrollierenden natürlichen oder juristischen Person:

	Ziffer Name	Direkt kontrolliert durch Ziffer	Direkt gehaltene Stimmrechte in Aktien (%)	Direkt gehaltene Finanz- /sonstige Instrumente (%)	Total von beiden (%)
1	Klaus Umek		1,51	n/a	1,51
2	Petrus Advisers Ltd.	1	0	n/a	0
3	Petrus Advisers Investments General Partner Inc.	2	n/a	n/a	n/a
4	Petrus Advisers Investments Fund L.P.	3	0,79	5,21	6
5	Petrus Advisers Bratislava k.s	1	0,01	n/a	0,01

9. Im Falle von Stimmrechtsvollmacht

Datum der Hauptversammlung: N/A Stimmrechte nach der Hauptversammlung:

10. Sonstige Informationen

The numbers notified above do not include the voting rights from 202,063 shares held by UI Petrus Advisers Special Situations Fund as at 03 October 2023. Klaus Umek / Petrus Advisers Ltd. can only issue recommendations on the exercise of the voting rights concerned but cannot otherwise exercise any further influence. Therefore, these voting rights are not to be attributed to Klaus Umek / Petrus Advisers for the purpose of this notification, but are merely disclosed in this section 10 herein of this notification for full transparency only. The voting rights from 731,738 shares notified under point 7.A (indirect) are attributable to Petrus Advisers Ltd. based on a power of attorney and the corresponding right to exercise the voting rights.

CA Immobilien Anlagen AG: Release according to article 135 section 2 BörseG

Vienna (pta/09.10.2023/08:00 UTC+2) - Release of Announcement according to article 135 section 2 BörseG

Notification of Major Holdings

1. Issuer CA Immobilien Anlagen AG, Mechelgasse 1, 1030 Wien, Austria

2. Reason for notification

Acquisition / disposal of instruments

3. Details of person subject to the notification obligation

Name: Klaus Umek

4. Names of shareholders, if different from declarants (3)

Klaus Umek, Petrus Advisers Ltd., Petrus Advisers Investments Fund L.P., Petrus Advisers Bratislava k.s.

5. Date on which threshold was crossed or reached

3.10.2023

6. Total positions

	% of voting rights attached to shares (total of 7.a.)	% of voting rights through instruments (total of 7.b.1 + 7.b.2)	total of both in % (7.a. + 7.b.)	total number of voting rights of issuer
Resulting situation on the date on which threshold was crossed / reached	2,4	5,21	7,61	106,496,426
Position of previous notification	2,30	4,18	6,47

7. Notified details of the resulting situation

7.A: Voting rights attached to shares

ISIN code	absolute direct (Sec 130 BörseG 2018)	absolute indirect (Sec 133 BörseG 2018)	in % direct (Sec 130 BörseG 2018)	in % indirect (Sec 133 BörseG 2018)
AT0000641352 1,605,627		948,092	1.51	0.89
Total:		2,553,719		2.4

7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018

type of instrument	Maturity / Expiration	Exercise or conversion period	Voting Rights Absolute	Voting Rights in %
Call Option	December 2023 - December 2024	Anytime	5550000	5.21
		Total:	5,550,000	5.21

7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018

type of	Maturity /	Exercise or	Cash or physical	Voting Rights	Voting Rights
instrument	Expiration	conversion period	transaction	Absolute	in %
			Total:	0	0

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.

	No. Name	Directly controlled by No.	Shares held directly (%)	Financial/other instruments held directly (%)	Total of both (%)
1	Klaus Umek		1,51	n/a	1,51
2	Petrus Advisers Ltd.	1	0	n/a	0
3	Petrus Advisers Investments General Partner Inc.	2	n/a	n/a	n/a
4	Petrus Advisers Investments Fund L.P.	3	0,79	5,21	6
5	Petrus Advisers Bratislava k.s	1	0,01	n/a	0,01

9. In case of proxy voting

Date of general meeting: N/A Voting rights after general meeting:

10. Other useful information

The numbers notified above do not include the voting rights from 202,063 shares held by UI Petrus Advisers Special

Situations Fund as at 03 October 2023. Klaus Umek / Petrus Advisers Ltd. can only issue recommendations on the exercise of the voting rights concerned but cannot otherwise exercise any further influence. Therefore, these voting rights are not to be attributed to Klaus Umek / Petrus Advisers for the purpose of this notification, but are merely disclosed in this section 10 herein of this notification for full transparency only. The voting rights from 731,738 shares notified under point 7.A (indirect) are attributable to Petrus Advisers Ltd. based on a power of attorney and the corresponding right to exercise the voting rights.

Emitter:	CA Immobilien Anlagen AG Mechelgasse 1 1030 Wien Austria
Contact Person:	Christoph Thurnberger
Phone:	+43 1 532 5907 504
E-Mail:	christoph.thurnberger@caimmo.com
Website:	www.caimmo.com
ISIN(s):	AT0000641352 (Share)
Stock Exchange(s):	Wiener Börse (Amtlicher Handel)

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