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Zumiez Inc Director's Dealing 2021

Jan 21, 2021

33291_dirs_2021-01-20_9e49c1e5-8073-4e6b-9885-16d6d494a75a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Zumiez Inc (ZUMZ)
CIK: 0001318008
Period of Report: 2021-01-19

Reporting Person: Brown Troy R. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-19 Common Stock M 13106.00 $25.49 Acquired 93423.00 Direct
2021-01-19 Common Stock M 26399.00 $19.70 Acquired 119822.00 Direct
2021-01-19 Common Stock S 13106.00 $44.61 Disposed 106716.00 Direct
2021-01-19 Common Stock S 26399.00 $44.57 Disposed 80317.00 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-19 Stock Option (Right to Buy) $25.49 M 13106.00 Disposed 2024-03-17 Common Stock (13106.00) Direct
2021-01-19 Stock Option (Right to Buy) $19.70 M 26399.00 Disposed 2026-03-14 Common Stock (26399.00) Direct

Footnotes

F1: The exercise and sales reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in December 2020.

F2: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.

F3: Shares sold at a weighted average price.

F4: Options subject to this grant vest over a 4-year period in equal annual installments.