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Zumiez Inc — Director's Dealing 2021
Jan 21, 2021
33291_dirs_2021-01-20_9e49c1e5-8073-4e6b-9885-16d6d494a75a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Zumiez Inc (ZUMZ)
CIK: 0001318008
Period of Report: 2021-01-19
Reporting Person: Brown Troy R. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-19 | Common Stock | M | 13106.00 | $25.49 | Acquired | 93423.00 | Direct |
| 2021-01-19 | Common Stock | M | 26399.00 | $19.70 | Acquired | 119822.00 | Direct |
| 2021-01-19 | Common Stock | S | 13106.00 | $44.61 | Disposed | 106716.00 | Direct |
| 2021-01-19 | Common Stock | S | 26399.00 | $44.57 | Disposed | 80317.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-19 | Stock Option (Right to Buy) | $25.49 | M | 13106.00 | Disposed | 2024-03-17 | Common Stock (13106.00) | Direct |
| 2021-01-19 | Stock Option (Right to Buy) | $19.70 | M | 26399.00 | Disposed | 2026-03-14 | Common Stock (26399.00) | Direct |
Footnotes
F1: The exercise and sales reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in December 2020.
F2: The share total includes 2,028 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.
F3: Shares sold at a weighted average price.
F4: Options subject to this grant vest over a 4-year period in equal annual installments.
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