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ZeU Technologies, Inc. — Regulatory Filings 2021
Jul 6, 2021
47876_rns_2021-07-05_39c866cc-fac0-47b6-9db8-4320c8749b23.pdf
Regulatory Filings
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Rules and Policies
FORM 13-502F1 CLASS 1 AND CLASS 3B REPORTING ISSUERS – PARTICIPATION FEE
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MANAGEMENT CERTIFICATION
I, ___ NEHA TALLY , an officer of the reporting issuer noted below have examined this Form 13-502F1 (the Form )
being submitted hereunder to the Ontario Securities Commission and certify that to my knowledge, having exercised reasonable
diligence, the information provided in the Form is complete and accurate.
JULY 5, 2021
(s)_____ ___
Name: NEHA TALLY Date:
Title: CORPORATE SECRETARY
ZEU TECHNOLOGIES, INC
Reporting Issuer Name:
End date of previous financial year: DEC 31, 2020
Type of Reporting Issuer: � X Class 1 reporting issuer � Class 3B reporting issuer
CANADIAN SECURITIES EXCHANGE
Highest Trading Marketplace:
(refer to the definition of “highest trading marketplace” under OSC Rule 13-502 Fees )
Market value of listed or quoted equity securities:
(in Canadian Dollars - refer to section 7.1 of OSC Rule 13-502 Fees )
Equity Symbol
ZEU
____
1 [st] Specified Trading Period (dd/mm/yy)
(refer to the definition of “specified trading period” under OSC
Rule 13-502 Fees ) __ to __ 01/01/2020 31/03/2020
Closing price of the security in the class or series on the
last trading day of the specified trading period in which
such security was listed or quoted on the highest trading
0.14
marketplace $___ (i)
Number of securities in the class or series of such
security outstanding at the end of the last trading day of
the specified trading period ____ 24,493,772 (ii)
Market value of class or series (i) x (ii) $___ 3,429,128.08 (A)
2 [nd] Specified Trading Period (dd/mm/yy)
(refer to the definition of “specified trading period” under OSC
Rule 13-502 Fees ) __ to __ 01/04/2020 30/06/2020
Closing price of the security in the class or series on the
last trading day of the specified trading period in which
such security was listed or quoted on the highest trading
0.20
marketplace $___ (iii)
Number of securities in the class or series of such
security outstanding at the end of the last trading day of
the specified trading period ______ 24,493,772 (iv)
February 5, 2015 (2015), 38 OSCB 1072
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Rules and Policies
| Market value of class or series | (iii) x (iv) | $______(B) 4,898,754.40 |
|---|---|---|
| 3rd Specified Trading Period(dd/mm/yy) | ||
| (refer to the definition of “specified trading period” under OSC Rule 13-502_Fees_) |
__ to __ 01/07/2019 30/09/2020 |
|
| Closing price of the security in the class or series on the | ||
| last trading day of the specified trading period in which | ||
| such security was listed or quoted on the highest trading marketplace |
$ _____(v) 0.19 |
|
| Number of securities in the class or series of such | ||
| security outstanding at the end of the last trading day of the specified trading period |
______(vi) 24,493,772 |
|
| Market value of class or series | (v) x (vi) | $______(C) 4,653,816.68 |
| 4th Specified Trading Period(dd/mm/yy) | ||
| (refer to the definition of “specified trading period” under OSC Rule 13- 502_Fees_) |
__ to __ 01/10/2020 31/12/2020 |
|
| Closing price of the security in the class or series on the | ||
| last trading day of the specified trading period in which | ||
| such security was listed or quoted on the highest trading marketplace |
______(vii) $0.45 |
|
| Number of securities in the class or series of such | ||
| security outstanding at the end of the last trading day of the specified trading period |
______(viii) 25,523,972 |
|
| Market value of class or series | (vii) x (viii) | $______(D) 11,485,787.40 |
| 5th Specified Trading Period(dd/mm/yy) | ||
| (if applicable – refer to the definition of “specified trading period” under OSC Rule 13-502_Fees_) |
__ to __ N/A |
|
| Closing price of the security in the class or series on the | ||
| last trading day of the specified trading period in which | ||
| such security was listed or quoted on the highest trading | ||
| marketplace | $_____(ix) | |
| Number of securities in the class or series of such | ||
| security outstanding at the end of the last trading day of | ||
| the specified trading period | ______(x) | |
| Market value of class or series | (ix) x (x) | $______(E) |
| Average Market Value of Class or Series | ||
| (Calculate the simple average of the market value of the class or | ||
| series of security for each applicable specified trading period | ||
| (i.e. A through E above)) | ||
| $_______ (1) 6,116,871.64 |
(2015), 38 OSCB 1073
February 5, 2015
Rules and Policies
(Repeat the above calculation for each other class or series of equity securities of the reporting issuer (and a subsidiary pursuant to paragraph 2.8(1)(c) of OSC Rule 13-502 Fees , if applicable) that was listed or quoted on a marketplace at the end of the previous financial year)
Fair value of outstanding debt securities: (See paragraph 2.8(1)(b) , and if applicable, paragraph 2.8(1)(c) of OSC Rule 13-502 Fees ) $_______ (2) (Provide details of how value was determined) Capitalization for the previous financial year (1) + (2) $_______ 6,116,871.64 890 Participation Fee $_______ (For Class 1 reporting issuers, from Appendix A of OSC Rule 13-502 Fees , select the participation fee) (For Class 3B reporting issuers, from Appendix A.1 of OSC Rule 13-502 Fees , select the participation fee) Late Fee , if applicable (As determined under section 2.7 of OSC Rule 13-502 5000 Fees ) $ ____ Total Fee Payable 5890 (Participation Fee plus Late Fee) $ ____
(2015), 38 OSCB 1074
February 5, 2015