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Zai Lab Ltd — Director's Dealing 2023
Mar 8, 2023
31208_dirs_2023-03-08_0f7f517e-3b62-4a26-8fc1-e96f324abd5f.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Zai Lab Ltd (ZLAB)
CIK: 0001704292
Period of Report: 2023-03-03
Reporting Person: Du Ying (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-03 | American Depositary Shares | G | 426 | $0.00 | Disposed | 815421 | Direct |
| 2023-03-03 | American Depositary Shares | G | 426 | $0.00 | Disposed | 814995 | Direct |
| 2023-03-06 | American Depositary Shares | M | 300000 | $0.60 | Acquired | 1114995 | Direct |
| 2023-03-06 | American Depositary Shares | F | 120906 | $40.55 | Disposed | 994089 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-06 | Stock Options (Right to Buy) | $0.60 | M | 300000 | Disposed | 2025-10-22 | American Depositary Shares (300000) | Direct |
Footnotes
F1: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.
F2: As a result of a typographical error, the original Form 4 reporting this transaction stated the wrong transaction date.
F3: This transaction represents a bona fide gift of securities by the reporting person to an UTMA account for the benefit of the reporting person's adult child.
F4: As a result of a typographical error, the original Form 4 reporting this transaction stated the wrong transaction date.
F5: This transaction represents a bona fide gift of securities by the reporting person to the reporting person's adult child.
F6: The reported transaction was effected pursuant to a sale plan adopted by the Reporting Person, dated 12/13/2022, that expires on 12/20/2023 and is intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1034.
F7: As a result of a typographical error, the original Form 4 reporting this transaction stated the wrong transaction price.
F8: This transaction represents the disposition of shares to cover taxes.
F9: As a result of a typographical error, the original Form 4 reporting this transaction stated the wrong transaction price.
F10: The Stock Options fully vested as of October 22, 2020.