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Zai Lab Ltd — Director's Dealing 2022
Dec 9, 2022
31208_dirs_2022-12-09_b1506cef-7677-4e09-a417-783c2565f8d2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Zai Lab Ltd (ZLAB)
CIK: 0001704292
Period of Report: 2022-01-05
Reporting Person: Du Ying (Director, Chairperson & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-05 | American Depositary Shares | G | 475 | $0.00 | Disposed | 1003578 | Direct |
| 2022-01-05 | American Depositary Shares | G | 475 | $0.00 | Disposed | 1003103 | Direct |
| 2022-01-05 | American Depositary Shares | G | 475 | $0.00 | Acquired | 475 | Indirect |
| 2022-01-05 | American Depositary Shares | G | 14300 | $0.00 | Disposed | 988803 | Direct |
| 2022-01-28 | American Depositary Shares | G | 9000 | $0.00 | Disposed | 979803 | Direct |
| 2022-04-01 | American Depositary Shares | F | 828 | $45.47 | Disposed | 978975 | Direct |
| 2022-06-21 | American Depositary Shares | G | 120000 | $0.00 | Disposed | 858975 | Direct |
Footnotes
F1: Each American Depositary Share (ADS) represents ten Ordinary Shares of the issuer. Our ADSs and Ordinary Shares are fully fungible. For purposes of this Form 4, we are reporting this in terms of ADSs.
F2: Due to inadvertent administrative error, this transaction is being filed late.
F3: This transaction represents a bona fide gift of securities by the reporting person to an UTMA account for the benefit of the reporting person's adult child.
F4: This transaction represents a bona fide gift of securities by the reporting person to an UTMA account for the benefit of the reporting person's minor child. Because such shares were gifted to UTMA custodial accounts for the benefit of the reporting person's child and for which the reporting person is the custodian, the reporting person may be deemed to have acquired indirect beneficial ownership of such shares upon gifting them to the custodial account.
F5: This transaction represents the transfer of shares held by the reporting person to a trust established for the benefit of the reporting person's children.
F6: This transaction represents a bona fide charitable contribution as a gift to a donor advisory fund.
F7: This transaction represents the disposition of shares to cover taxes.