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YETI Holdings, Inc. — Director's Dealing 2021
Dec 15, 2021
31433_dirs_2021-12-15_b49d5ab6-7b4a-47d8-ae71-23a9622fbc5c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: YETI Holdings, Inc. (YETI)
CIK: 0001670592
Period of Report: 2021-12-13
Reporting Person: Reintjes Matthew J (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-13 | Common Stock | M | 25000 | $4.79 | Acquired | 94110 | Direct |
| 2021-12-13 | Common Stock | S | 4508 | $86.335 | Disposed | 89602 | Direct |
| 2021-12-13 | Common Stock | S | 14488 | $87.040 | Disposed | 75114 | Direct |
| 2021-12-13 | Common Stock | S | 2907 | $88.201 | Disposed | 72207 | Direct |
| 2021-12-13 | Common Stock | S | 3097 | $89.086 | Disposed | 69110 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-13 | Stock Option | $4.79 | M | 25000 | Disposed | 2025-09-14 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 110000 | Indirect |
Footnotes
F1: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.660 to $86.650 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.660 to $87.620 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.745 to $88.590 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.760 to $89.350 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F6: Includes 9,577 restricted stock units and 59,533 shares of restricted stock. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and each share of restricted stock remains subject to forfeiture, in each case in accordance with the terms of the applicable award agreement.
F7: These shares are held in a Spousal Lifetime Access Trust ("SLAT") for the benefit of the reporting person's spouse and children. The reporting person's spouse serves as trustee of the SLAT. The reporting person disclaims beneficial ownership of the shares in the SLAT.
F8: The stock option is fully vested.