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XPO, Inc. — Director's Dealing 2011
Nov 16, 2011
30406_dirs_2011-11-16_a717137a-b4b3-43a7-8e91-de7df8017110.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XPO Logistics, Inc. (XPO)
CIK: 0001166003
Period of Report: 2011-11-14
Reporting Person: Harik Mario A (CHIEF INFORMATION OFFICER)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-14 | Restricted Stock Units | $ | A | 95000 | Acquired | Common Stock, par value $0.001 per share (95000) | Direct | |
| 2011-11-14 | Employee Stock Options (right to buy) | $9.79 | A | 135000 | Acquired | 2021-11-14 | Common Stock, par value $0.001 per share (135000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.001 per share | 1680 | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.
F2: The Restricted Stock Units shall initially be unvested, and shall vest and be settled in equal annual installments of 20% each, beginning on September 2, 2012 and continuing on the first, second, third and fourth anniversaries thereof, subject to Mario A. Harik's continued employment with the Issuer.
F3: The Employee Stock Options shall initially be unvested, and shall vest in equal annual installments of 20% each, beginning on September 2, 2012 and continuing on the first, second, third and fourth anniversaries thereof, subject to Mario A. Harik's continued employment with the Issuer.