XCEL ENERGY INC — Director's Dealing 2021

Jan 22, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2021-01-20

Reporting Person: Van Abel Brian J (EVP, Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-20	Common Stock	M	1132.984	—	Acquired	18802.583	Direct
2021-01-20	Common Stock	F	617.472	$65.43	Disposed	18184.599	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-20	Restricted Stock Units	$	M	1132.984	Disposed		Common Stock (1132.984)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	13.845	Indirect

Footnotes

F1: Restricted stock units are settled in common stock on a one-for-one basis.

F2: This amount includes 444.814 shares of stock acquired since the reporting persons last report pursuance to the reinvestment of dividends.

F3: A fractional share interest was settled in cash in connection with the settlement of a restricted stock unit award and the withholding of shares for taxes.

F4: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of January 20, 2021.

F5: Number of units shown reflects additional units due to the reinvestment of dividend equivalents since the award was originally reported on Form 3.

F6: Award vested on December 31, 2020 but was settled in shares of common stock on January 20, 2021.