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XCEL ENERGY INC — Director's Dealing 2021
Feb 18, 2021
30056_dirs_2021-02-18_11035328-e9ff-43b4-812d-c706ebc474fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2021-02-16
Reporting Person: FOWKE BENJAMIN G S III (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-16 | Common Stock | A | 97230.381 | — | Acquired | 458963.381 | Direct |
| 2021-02-16 | Common Stock | M | 32410.874 | — | Acquired | 491374.255 | Direct |
| 2021-02-16 | Common Stock | F | 63276.255 | $61.54 | Disposed | 428098 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-16 | Restricted Stock Units | $ | M | 32410.874 | Disposed | Common Stock (32410.874) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2198.121 | Indirect |
Footnotes
F1: Restricted stock units are settled in common stock on a one-for-one basis.
F2: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.
F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of a plan statement dated February 12, 2021.
F4: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 29,806 units.
F5: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.