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XCEL ENERGY INC Director's Dealing 2021

Feb 18, 2021

30056_dirs_2021-02-18_11035328-e9ff-43b4-812d-c706ebc474fe.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2021-02-16

Reporting Person: FOWKE BENJAMIN G S III (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-16 Common Stock A 97230.381 Acquired 458963.381 Direct
2021-02-16 Common Stock M 32410.874 Acquired 491374.255 Direct
2021-02-16 Common Stock F 63276.255 $61.54 Disposed 428098 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-16 Restricted Stock Units $ M 32410.874 Disposed Common Stock (32410.874) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2198.121 Indirect

Footnotes

F1: Restricted stock units are settled in common stock on a one-for-one basis.

F2: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.

F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of a plan statement dated February 12, 2021.

F4: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 29,806 units.

F5: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.