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XCEL ENERGY INC — Director's Dealing 2021
Feb 18, 2021
30056_dirs_2021-02-18_f3c506ea-fa69-4030-952b-5c9612be445e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2021-02-16
Reporting Person: Frenzel Robert (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-16 | Common Stock | A | 35898.961 | — | Acquired | 98029.819 | Direct |
| 2021-02-16 | Common Stock | M | 6528.714 | — | Acquired | 104558.533 | Direct |
| 2021-02-16 | Common Stock | F | 20875.675 | $61.54 | Disposed | 83682.858 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-16 | Restricted Stock Units | $ | M | 6528.714 | Disposed | Common Stock (6528.714) | Direct |
Footnotes
F1: The amount includes 257.914 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report and excludes 0.05 shares of stock that were inadvertently included in the reporting person's last report.
F2: Restricted stock units are settled in common stock on a one-for-one basis.
F3: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.
F4: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 6,004 units.
F5: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.