AI assistant
XCEL ENERGY INC — Director's Dealing 2021
Feb 18, 2021
30056_dirs_2021-02-18_6e861988-a9d7-49be-aa4b-8f90fb326e90.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2021-02-16
Reporting Person: Jackson Alice K (President, PSCo)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-16 | Common Stock | A | 4862.790 | — | Acquired | 9722.822 | Direct |
| 2021-02-16 | Common Stock | M | 721.403 | — | Acquired | 10444.225 | Direct |
| 2021-02-16 | Common Stock | M | 1910.334 | — | Acquired | 12354.559 | Direct |
| 2021-02-16 | Common Stock | F | 3316.527 | $61.54 | Disposed | 9038.032 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-16 | Restricted Stock Units | $ | M | 721.403 | Disposed | Common Stock (721.403) | Direct | |
| 2021-02-16 | Restricted Stock Units | $ | M | 1910.334 | Disposed | Common Stock (1910.334) | Direct | |
| 2021-02-17 | Restricted Stock Units | $ | A | 1983 | Acquired | 2023-12-31 | Common Stock (1983) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 263.189 | Indirect |
Footnotes
F1: The amount also includes 122.24 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.
F2: Restricted stock units are settled in common stock on a one-for-one basis.
F3: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.
F4: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of a plan statement dated February 12, 2021.
F5: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 669 units.
F6: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.
F7: Number units shown reflects 729.288 additional units as a result of actual performance in excess of target and the reinvestment of dividend equivalents since the award was originally reported on Form 3.
F8: Award vests on December 31, 2023.