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XCEL ENERGY INC — Director's Dealing 2021
Feb 18, 2021
30056_dirs_2021-02-18_e3317272-ae83-475b-8b47-8e95e935c860.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2021-02-16
Reporting Person: Rome Amanda J (EVP, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-16 | Common Stock | A | 4283.750 | — | Acquired | 6432.750 | Direct |
| 2021-02-16 | Common Stock | M | 1505.260 | — | Acquired | 7938.010 | Direct |
| 2021-02-16 | Common Stock | F | 1707.010 | $61.54 | Disposed | 6231 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-16 | Restricted Stock Units | $ | M | 1505.260 | Disposed | Common Stock (1505.26) | Direct |
Footnotes
F1: Restricted stock units are settled in common stock on a one-for-one basis.
F2: Fractional share interests relating to the settlement of restricted stock unit awards, and relating to share withholding for taxes, were settled in cash.
F3: Number of units shown reflects 520.691 additional units as a result of actual performance in excess of target and the reinvestment of dividend equivalents since the award was originally reported on Form 3.
F4: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.