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XCEL ENERGY INC Director's Dealing 2021

Feb 18, 2021

30056_dirs_2021-02-18_e3317272-ae83-475b-8b47-8e95e935c860.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2021-02-16

Reporting Person: Rome Amanda J (EVP, General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-16 Common Stock A 4283.750 Acquired 6432.750 Direct
2021-02-16 Common Stock M 1505.260 Acquired 7938.010 Direct
2021-02-16 Common Stock F 1707.010 $61.54 Disposed 6231 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-16 Restricted Stock Units $ M 1505.260 Disposed Common Stock (1505.26) Direct

Footnotes

F1: Restricted stock units are settled in common stock on a one-for-one basis.

F2: Fractional share interests relating to the settlement of restricted stock unit awards, and relating to share withholding for taxes, were settled in cash.

F3: Number of units shown reflects 520.691 additional units as a result of actual performance in excess of target and the reinvestment of dividend equivalents since the award was originally reported on Form 3.

F4: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.