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XCEL ENERGY INC — Director's Dealing 2021
Feb 18, 2021
30056_dirs_2021-02-18_06f80e12-5088-4274-ad92-cfa7ea8a0137.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2021-02-16
Reporting Person: Van Abel Brian J (EVP, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-16 | Common Stock | A | 12554.266 | — | Acquired | 30738.865 | Direct |
| 2021-02-16 | Common Stock | M | 1387.456 | — | Acquired | 32126.321 | Direct |
| 2021-02-16 | Common Stock | F | 6854.722 | $61.54 | Disposed | 25271.599 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-16 | Restricted Stock Units | $ | M | 1387.456 | Disposed | Common Stock (1387.456) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13.918 | Indirect |
Footnotes
F1: Restricted stock units are settled in common stock on a one-for-one basis.
F2: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.
F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of a plan statement dated February 12, 2021.
F4: Number of units shown reflects 34.939 additional units due to the reinvestment of dividend equivalents since the award was originally reported on Form 3.
F5: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.