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XCEL ENERGY INC Director's Dealing 2016

Jun 30, 2016

30056_dirs_2016-06-30_95a7e1d8-3b1f-4b84-a72a-d9c188368682.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2016-06-28

Reporting Person: WESTERLUND DAVID A (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-06-28 Stock Equivalent Units $0 A 617.566 Acquired Common Stock (617.566) Direct

Footnotes

F1: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2: Of the 617.566 stock equivalent units, 514.639 were granted at a price of $43.72 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 102.928 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.