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XCEL ENERGY INC — Director's Dealing 2016
Dec 30, 2016
30056_dirs_2016-12-30_5cdd4f84-4f1c-4977-9f1b-b8dda3cad238.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2016-12-28
Reporting Person: OBRIEN RICHARD T (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-28 | Stock Equivalent Units | $0 | A | 773.386 | Acquired | Common Stock (773.386) | Direct |
Footnotes
F1: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.
F2: Of the 773.386 stock equivalent units, 644.488 were granted at a price of $40.73 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 128.898 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.
F3: Includes 294.462 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.