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XCEL ENERGY INC — Director's Dealing 2015
Feb 20, 2015
30056_dirs_2015-02-19_c9b6aea2-9a81-461b-85c2-8f599fc60d63.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2015-02-17
Reporting Person: Savage Jeffrey S (SVP & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-17 | Common Stock | A | 122.391 | — | Acquired | 5217.075 | Direct |
| 2015-02-17 | Common Stock | F | 122.391 | $35.00 | Disposed | 5094.684 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-17 | Phantom Stock | $0 | A | 5060 | Acquired | Common Stock (5060) | Direct | |
| 2015-02-18 | Phantom Stock | $0 | A | 6.631 | Acquired | Common Stock (6.631) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2127.641 | Indirect |
Footnotes
F1: A fractional share interest was sold in connection with the vesting of the award.
F2: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (Jan. 15, 2015).
F3: Security converts to common stock on a one-for-one basis.
F4: Phantom stock representing long-term incentive award payments deferred into the Xcel Energy Deferred Compensation Plan that are held in the Xcel Energy common stock fund and are payable in shares of Xcel Energy common stock upon distribution.
F5: Shares of phantom stock are payable in cash following termination of a reporting persons employment.