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XCEL ENERGY INC — Director's Dealing 2011
Jan 19, 2011
30056_dirs_2011-01-19_6e761b9e-9c85-41a6-aa21-cd9e65e3b7ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2011-01-14
Reporting Person: HART CATHY J (VP & Corporate Secretary)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-14 | Phantom Stock | $0 | A | 12.782 | Acquired | Common Stock (12.782) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50297.078 | Direct |
| Common Stock | 9077.715 | Indirect |
Footnotes
F1: Includes 1,560.169 shares of stock acquired pursuant to reinvestment of dividends.
F2: Between March 1, 2010 and January 14, 2011, the reporting person acquired 283.091 shares of Xcel Energy common stock under the Xcel Energy 401(k) Savings Plan. The information in this report is based on a plan statement dated as of January 14, 2011.
F3: Shares of Phantom Stock are payable in cash following termination of reporting person's employment.
F4: The reporting person acquired 99.882 shares of Xcel Energy phantom stock under the Xcel Energy Deferred Compensation Plan. The information in this report is based on a plan statement dated as of January 14, 2011.