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XCEL ENERGY INC — Director's Dealing 2011
Mar 3, 2011
30056_dirs_2011-03-03_aee198aa-5179-402e-8a36-9397e7f2553c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2011-03-01
Reporting Person: Connelly Michael C (VP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-01 | Common Stock | F | 4554.266 | $23.75 | Disposed | 85825.095 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6037.610 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $0 | Common Stock (0) | 1586.711 | Direct |
Footnotes
F1: A fractional share interest was sold.
F2: Between February 24, 2011 and March 2, 2011, the reporting person acquired approximately 370.265 shares of Xcel Energy common stock under the Xcel Energy 401(k) Savings Plan. The information in this report is based on a plan statement dated as of March 2, 2011.
F3: Shares of phantom stock are payable in cash following termination of reporting persons employment.
F4: The reporting person acquired 429.238 shares of Xcel Energy phantom stock under the Xcel Energy Deferred Compensation Plan. The information in this report is based on a plan statement dated as of March 2, 2011.