XCel Brands, Inc. — Director's Dealing 2021

Aug 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCel Brands, Inc. (XELB)
CIK: 0001083220
Period of Report: 2021-05-07

Reporting Person: D LOREN ROBERT W (Director, CEO & Chairman, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-07	Common Stock	A	181179	$1.56	Acquired	1614145	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	607317	Indirect

Footnotes

F1: Shares issued for compensation in lieu of cash bonus payments.

F2: Represents shares held by the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power.