XCel Brands, Inc. — Director's Dealing 2021

Aug 4, 2021

SEC Form 4/A — Form 4/A

Issuer: XCel Brands, Inc. (XELB)
CIK: 0001083220
Period of Report: 2020-12-09

Reporting Person: D LOREN ROBERT W (Director, CEO & Chairman, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-09	Common Stock	P	18380	$1.056	Acquired	1411722	Direct
2020-12-10	Common Stock	P	21244	$1.0715	Acquired	1432966	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	607317	Indirect

Footnotes

F1: Represents shares held by the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power.