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XCel Brands, Inc. — Director's Dealing 2014
Apr 4, 2014
35357_dirs_2014-04-04_39775913-32c5-4bfe-8b70-5aeefdb1f22c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCel Brands, Inc. (XELB)
CIK: 0001083220
Period of Report: 2014-03-24
Reporting Person: DiSanto Mark (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-01 | Common Stock | P | 10000 | $4.00 | Acquired | 529884 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 271116 | Indirect |
| Common Stock | 46868 | Direct |
Footnotes
F1: Represents shares held by The Mark X. DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting and dispositive power.
F2: Represents shares held by The D'Loren Family Trust, of which Mr. Mark DiSanto is a trustee and as to which Mr. DiSanto has sole voting and dispositive power.
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