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XCel Brands, Inc. Director's Dealing 2014

Apr 4, 2014

35357_dirs_2014-04-04_39775913-32c5-4bfe-8b70-5aeefdb1f22c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCel Brands, Inc. (XELB)
CIK: 0001083220
Period of Report: 2014-03-24

Reporting Person: DiSanto Mark (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-04-01 Common Stock P 10000 $4.00 Acquired 529884 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 271116 Indirect
Common Stock 46868 Direct

Footnotes

F1: Represents shares held by The Mark X. DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting and dispositive power.

F2: Represents shares held by The D'Loren Family Trust, of which Mr. Mark DiSanto is a trustee and as to which Mr. DiSanto has sole voting and dispositive power.