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WORKIVA INC Director's Dealing 2018

Jan 24, 2018

31131_dirs_2018-01-24_6b948585-59e9-421b-9a72-5cdc6bf949aa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2018-01-22

Reporting Person: Behar Jerome M (10% Owner)
Reporting Person: Behar Living Trust (10% Owner)
Reporting Person: Behar Leslie F. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-15 Class A Common Stock G 375 Disposed 3547975 Indirect
2017-12-19 Class A Common Stock G 2800 Disposed 3545175 Indirect
2018-01-22 Class A Common Stock S 41915 $22.15 Disposed 3503260 Indirect
2018-01-23 Class A Common Stock S 3085 $22.15 Disposed 3500175 Indirect
2018-01-24 Class A Common Stock S 1000 $22.15 Disposed 3499175 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 3065 Indirect

Footnotes

F1: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.