AI assistant
WORKIVA INC — Director's Dealing 2018
Feb 5, 2018
31131_dirs_2018-02-05_8e1cb225-3020-4fe3-9b33-ac1e611968dd.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2018-02-01
Reporting Person: Banarjee Mithun (EVP, Global Client Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-01 | Class A Common Stock | A | 22472 | $22.25 | Acquired | 22472 | Direct |
| 2018-02-01 | Class A Common Stock | A | 89888 | $22.25 | Acquired | 112360 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option to Purchase Class A Common Stock | $2.53 | 2021-11-01 | Class A Common Stock (9900.0) | 9900 | Direct |
| Employee Stock Option to Purchase Class A Common Stock | $15.86 | 2024-01-13 | Class A Common Stock (1149.0) | 1149 | Direct |
| Employee Stock Option to Purchase Class A Common Stock | $15.86 | 2024-01-13 | Class A Common Stock (11880.0) | 11880 | Direct |
| Employee Stock Option to Purchase Class A Common Stock | $15.83 | 2024-11-05 | Class A Common Stock (13860.0) | 13860 | Direct |
| Employee Stock Option to Purchase Class A Common Stock | $14.07 | 2025-03-31 | Class A Common Stock (16000.0) | 16000 | Direct |
| Employee Stock Option to Purchase Class A Common Stock | $16.66 | 2026-01-03 | Class A Common Stock (40000.0) | 40000 | Direct |
| Employee Stock Option to Purchase Class A Common Stock | $14.28 | 2026-07-31 | Class A Common Stock (20000.0) | 20000 | Direct |
| Employee Stock Option to Purchase Class A Common Stock | $13.55 | 2027-01-02 | Class A Common Stock (22000.0) | 22000 | Direct |
Footnotes
F1: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.
F2: Vests in three equal annual installments commencing on the first anniversary of the grant date.
F3: Vests in a single installment on the third anniversary of the grant date.
F4: Granted pursuant to the 2009 Unit Incentive Plan.
F5: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
F6: Fully vested on upon the grant date.
F7: Grant of stock option pursuant to the 2014 Equity Incentive Plan.