WORKIVA INC — Director's Dealing 2018

Feb 5, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2018-02-01

Reporting Person: Calkins Troy M. (EVP, CLO & Corp Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-01	Class A Common Stock	A	33708	$22.25	Acquired	173666	Direct
2018-02-01	Class A Common Stock	A	112360	$22.25	Acquired	286026	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option to Purchase Class A Common Stock	$12.4	2027-01-31	Class A Common Stock (37407.0)	37407	Direct
Employee Stock Option to Purchase Class A Common Stock	$14.74	2026-01-31	Class A Common Stock (31469.0)	31469	Direct
Employee Stock Option to Purchase Class A Common Stock	$15.83	2024-08-11	Class A Common Stock (39600.0)	39600	Direct
Employee Stock Option to Purchase Class A Common Stock	$15.86	2024-03-26	Class A Common Stock (9900.0)	9900	Direct
Employee Stock Option to Purchase Class A Common Stock	$15.86	2024-02-24	Class A Common Stock (108900.0)	108900	Direct

Footnotes

F1: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2: Vests in three equal annual installments commencing on the first anniversary of the grant date.

F3: Vests in a single installment on the third anniversary of the grant date.

F4: Grant of stock option pursuant to the 2014 Equity Incentive Plan.

F5: Granted pursuant to 2009 Unit Incentive Plan.

F6: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.