WORKIVA INC — Director's Dealing 2018

Feb 5, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2018-02-01

Reporting Person: Ryan Scott G. (Executive VP, Global Sales)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-01	Class A Common Stock	A	35955	$22.25	Acquired	35955	Direct
2018-02-01	Class A Common Stock	A	143820	$22.25	Acquired	179775	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option to Purchase Class A Common Stock	$17.92	2026-08-31	Class A Common Stock (200000.0)	200000	Direct
Employee Stock Option to Purchase Class A Common Stock	$13.55	2027-01-02	Class A Common Stock (50000.0)	50000	Direct

Footnotes

F1: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2: Vests in three equal annual installments commencing on the first anniversary of the grant date.

F3: Vests in a single installment on the third anniversary of the grant date.

F4: Grant of stock option pursuant to the 2014 Equity Incentive Plan.

F5: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.