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WORKIVA INC — Director's Dealing 2018
Feb 9, 2018
31131_dirs_2018-02-09_ec516690-1385-44a1-a99b-bca5bfa9f737.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2018-02-07
Reporting Person: Behar Jerome M (10% Owner)
Reporting Person: Behar Living Trust (10% Owner)
Reporting Person: Behar Leslie F. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-07 | Class A Common Stock | S | 50000 | $22.95 | Disposed | 3449175 | Indirect |
| 2018-02-08 | Class A Common Stock | S | 11157 | $23.15 | Disposed | 3438018 | Indirect |
| 2018-02-09 | Class A Common Stock | S | 13843 | $23.17 | Disposed | 3424175 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 3065 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted-average price. The prices actually received range from $22.95 to $23.00. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F2: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.
F3: The price reported in Column 4 is a weighted-average price. The prices actually received range from $23.15 to $23.20. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F4: The price reported in Column 4 is a weighted-average price. The prices actually received range from $23.15 to $23.225. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.