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WORKIVA INC — Director's Dealing 2018
Feb 14, 2018
31131_dirs_2018-02-14_54136f80-9330-4ba2-a1f1-9468177ef437.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2018-02-12
Reporting Person: Behar Jerome M (10% Owner)
Reporting Person: Behar Living Trust (10% Owner)
Reporting Person: Behar Leslie F. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-12 | Class A Common Stock | S | 25000 | $24.11 | Disposed | 3399175 | Indirect |
| 2018-02-13 | Class A Common Stock | S | 3598 | $24.60 | Disposed | 3395577 | Indirect |
| 2018-02-13 | Class A Common Stock | G | 1050 | — | Disposed | 3394527 | Indirect |
| 2018-02-14 | Class A Common Stock | S | 46402 | $24.60 | Disposed | 3348125 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 3065 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted-average price. The prices actually received range from $24.05 to $24.20. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F2: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.
F3: The price reported in Column 4 is a weighted-average price. The prices actually received range from $24.60 to $24.65. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.