AI assistant
WORKIVA INC — Director's Dealing 2017
Sep 29, 2017
31131_dirs_2017-09-29_55b4dc81-3761-46c1-9228-450bc300e207.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2017-09-27
Reporting Person: Behar Jerome M (10% Owner)
Reporting Person: Behar Living Trust (10% Owner)
Reporting Person: Behar Leslie F. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-27 | Class A Common Stock | S | 942 | $20.95 | Disposed | 3596330 | Indirect |
| 2017-09-28 | Class A Common Stock | S | 1289 | $20.95 | Disposed | 3595041 | Indirect |
| 2017-09-29 | Class A Common Stock | S | 17769 | $20.97 | Disposed | 3577272 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 3065 | Indirect |
Footnotes
F1: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.
F2: The price reported in Column 4 is a weighted-average price. The prices actually received range from $20.95 to $21.00. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.