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WORKIVA INC Director's Dealing 2017

Sep 29, 2017

31131_dirs_2017-09-29_55b4dc81-3761-46c1-9228-450bc300e207.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2017-09-27

Reporting Person: Behar Jerome M (10% Owner)
Reporting Person: Behar Living Trust (10% Owner)
Reporting Person: Behar Leslie F. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-09-27 Class A Common Stock S 942 $20.95 Disposed 3596330 Indirect
2017-09-28 Class A Common Stock S 1289 $20.95 Disposed 3595041 Indirect
2017-09-29 Class A Common Stock S 17769 $20.97 Disposed 3577272 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 3065 Indirect

Footnotes

F1: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.

F2: The price reported in Column 4 is a weighted-average price. The prices actually received range from $20.95 to $21.00. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.