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WORKIVA INC — Director's Dealing 2017
Oct 6, 2017
31131_dirs_2017-10-06_ceb90d7b-469e-49ab-bcc2-2327113b6fc1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2017-10-04
Reporting Person: Behar Jerome M (10% Owner)
Reporting Person: Behar Living Trust (10% Owner)
Reporting Person: Behar Leslie F. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-04 | Class A Common Stock | S | 12500 | $22.05 | Disposed | 3564772 | Indirect |
| 2017-10-05 | Class A Common Stock | S | 9500 | $22.04 | Disposed | 3555272 | Indirect |
| 2017-10-06 | Class A Common Stock | S | 3000 | $22 | Disposed | 3552272 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 3065 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted-average price. The prices actually received range from $22.00 to $22.10. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F2: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.