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Workday, Inc. Director's Dealing 2019

Jun 7, 2019

29968_dirs_2019-06-06_76fd384e-d5d5-4146-9472-f39d5d6eb4fb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Workday, Inc. (WDAY)
CIK: 0001327811
Period of Report: 2019-06-04

Reporting Person: BATTLE A GEORGE (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-06-04 Class A Common Stock G 2824 Disposed 18689 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 3994 Indirect
Class A Common Stock 66000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (287857.0) 287857 Direct

Footnotes

F1: Includes 3,993 shares of Class A Common Stock that were directly held by the Reporting Person and transferred to the A. George Battle 2011 Separate Property Trust on September 11, 2018.

F2: Includes 1 share of Class A Common Stock that was directly held by the Reporting Person and transferred to the A. George Battle 2011 Separate Property Trust on June 4, 2019.

F3: The Reporting Person is the trustee of the A. George Battle 2011 Separate Property Trust.

F4: The Reporting Person is the trustee of the Battle Family Foundation.

F5: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date.

F6: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.