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Woodward, Inc. — Director's Dealing 2011
Oct 12, 2011
30412_dirs_2011-10-12_6ee65083-bdbe-4124-9dfa-0f3b02062383.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Woodward, Inc. (WWD)
CIK: 0000108312
Period of Report: 2009-09-17
Reporting Person: Glass Martin Val (President, Turbine Systems)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-09-17 | Woodward Governor Company Common Stock | M | 12000 | $4.125 | Acquired | 16062 | Direct |
| 2009-09-17 | Woodward Governor Company Common Stock | S | 1000 | $25.36 | Disposed | 15062 | Direct |
| 2009-09-17 | Woodward Governor Company Common Stock | S | 6532 | $25.37 | Disposed | 8530 | Direct |
| 2009-09-17 | Woodward Governor Company Common Stock | S | 1000 | $25.38 | Disposed | 8430 | Direct |
| 2009-09-17 | Woodward Governor Company Common Stock | S | 1000 | $25.40 | Disposed | 8330 | Direct |
| 2009-09-17 | Woodward Governor Company Common Stock | S | 668 | $25.41 | Disposed | 5862 | Direct |
| 2009-09-17 | Woodward Governor Company Common Stock | S | 200 | $25.415 | Disposed | 5662 | Direct |
| 2009-09-17 | Woodward Governor Company Common Stock | S | 100 | $25.42 | Disposed | 5562 | Direct |
| 2009-09-17 | Woodward Governor Company Common Stock | S | 1000 | $25.43 | Disposed | 4562 | Direct |
| 2009-09-17 | Woodward Governor Company Common Stock | S | 100 | $25.46 | Disposed | 4462 | Direct |
| 2009-09-17 | Woodward Governor Company Common Stock | S | 100 | $25.465 | Disposed | 4362 | Direct |
| 2009-09-17 | Woodward Governor Company Common Stock | S | 200 | $25.49 | Disposed | 4162 | Direct |
| 2009-09-17 | Woodward Governor Company Common Stock | S | 100 | $25.4925 | Disposed | 4062 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-09-17 | Nonqualified Employee Stock Option (Right to Buy) | $4.125 | M | 12000 | Disposed | 2009-11-15 | Woodward Governor Company Common Stock (12000) | Direct |
Footnotes
F1: If unexercised, these options granted to Mr. Glass in accordance with Rule 16b-3 would expire and terminate on November 15, 2009.
F2: Table I of the Form 4 filed on September 21, 2009, which this Form 4/A amends, overstated the number of shares owned by Mr. Glass after this transaction by 4,466 shares. This overstatement also impacted two Form 4s filed by Mr. Glass after his September 21, 2009 Form 4.
F3: The stock options exercised and shares sold were done pursuant to a 10b5-1 Plan entered into on June 3, 2009 and disclosed by the Company on Form 8-K on June 8, 2009.
F4: Table I of the Form 4 filed on September 21, 2009, which this Form 4/A amends, incorrectly reported the number of shares sold at $25.36.
F5: Options became exercisable at the rate of 25% per year beginning 11/15/2000. Footnote 3 on the Form 4 filed on September 21,2009, which this Form 4/A amends, incorrectly stated that these shares became exercisable at the rate of 25% per year beginning 11/15/2009.