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Woodward, Inc. — Director's Dealing 2011
Nov 18, 2011
30412_dirs_2011-11-18_2a82a043-b292-4d3c-b9e2-fcf7637f4cec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Woodward, Inc. (WWD)
CIK: 0000108312
Period of Report: 2011-11-17
Reporting Person: RULSEH JAMES R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-17 | Woodward, Inc. Common Stock | M | 9000 | $13.50 | Acquired | 26612 | Direct |
| 2011-11-17 | Woodward, Inc. Common Stock | M | 8200 | $18.49 | Acquired | 34812 | Direct |
| 2011-11-17 | Woodward, Inc. Common Stock | S | 17200 | $39.05 | Disposed | 17612 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-17 | Nonqualified Stock Option (right to buy) | $13.50 | M | 9000 | Disposed | 2015-11-23 | Woodward, Inc. Common Stock (9000) | Direct |
| 2011-11-17 | Nonqualified Stock Option (right to buy) | $18.49 | M | 8200 | Disposed | 2016-11-15 | Woodward, Inc. Common Stock (8200) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $32.73 | 2017-11-16 | Woodward, Inc. Common Stock (5700) | 5700 | Direct |
| Nonqualified Stock Option (right to buy) | $18.67 | 2018-11-24 | Woodward, Inc. Common Stock (3800) | 3800 | Direct |
| Nonqualified Stock Option (right to buy) | $23.18 | 2019-10-01 | Woodward, Inc. Common Stock (7600) | 7600 | Direct |
| Nonqualified Stock Option (right to buy) | $32.04 | 2020-10-01 | Woodward, Inc. Common Stock (6200) | 6200 | Direct |
| Nonqualified Stock Option (right to buy) | $25.57 | 2021-10-03 | Woodward, Inc. Common Stock (6700) | 6700 | Direct |
Footnotes
F1: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $39.03 to $39.17 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
F2: Options, which expire in November 2015, became exercisable at the rate of 25% per year beginning November 23, 2006.
F3: Options, which expire in November 2016, became exercisable at the rate of 25% per year beginning November 15, 2007.
F4: Options become exercisable at a rate of 25% per year beginning on the exercisable date shown.