AI assistant
WILLIAMS SONOMA INC — Director's Dealing 2013
Apr 9, 2013
30242_dirs_2013-04-09_abef1578-3043-4a0b-911a-4927f924d8e3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2013-04-05
Reporting Person: Whalen Julie (EVP Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-05 | Common Stock | M | 1522 | — | Acquired | 5371 | Direct |
| 2013-04-05 | Common Stock | F | 572 | $50.69 | Disposed | 4799 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-05 | Restricted Stock Units | $ | M | 1522 | Disposed | Common Stock (1522) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 914 | Indirect |
Footnotes
F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
F2: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 5, 2013.
F3: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F4: The restricted stock units vest in two equal installments on April 5, 2013 and April 5, 2015. Dividend equivalent payments are accrued and paid upon vesting of these shares.
F5: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.