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WHITEHAVEN COAL LIMITED Major Shareholding Notification 2019

Dec 18, 2019

66059_rns_2019-12-18_e4cae186-6668-4bf2-aac9-64651f969e1f.pdf

Major Shareholding Notification

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605 page 1/5 15July 2001

Form 605

Corporations Act 2001

Section 671B

Notice of ceasing to be a substantial holder

To Company Name / Scheme Whitehaven Coal Limited

ACN/ARSN 124 425 396

1. Details of substantial holder (1)

Name Prudential plc and its subsidiary companies (See Annexure A) ACN/ARSN (if applicable)

The holder ceased to be a substantial holder on 16 Dec 2019

The previous notice was given to the company on 15 Nov 2019 The previous notice was dated 13 Nov 2019

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose relevant interest changed Nature
of
change
(4)
Consideration given
in relation to change
(5)
Class (6) and number
securities affected
Class (6) and number
securities affected
of Person's
votes
affected
25-Nov-19 Eastspring Investments (Singapore) Limited BUY $63,928.27 Ordinary Shares 20,648 20,648
25-Nov-19 Eastspring Investments (Singapore) Limited BUY $4,860.57 Ordinary Shares 1,573 1,573
2-Dec-19 Eastspring Investments (Singapore) Limited SELL $3,143.80 Ordinary Shares 998 998
10-Dec-19 Eastspring Investments (Singapore) Limited BUY $211,984.18 Ordinary Shares 80,215 80,215
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $764,024.09 Ordinary Shares 278,333 278,333
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $1,267.87 Ordinary Shares 462 462
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $457.86 Ordinary Shares 167 167
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $167.37 Ordinary Shares 61 61
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $590.15 Ordinary Shares 215 215
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $25,020.75 Ordinary Shares 9,126 9,126
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $67,084.08 Ordinary Shares 24,528 24,528
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $8,394.81 Ordinary Shares 3,059 3,059
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $236.07 Ordinary Shares 86 86
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $2,945.39 Ordinary Shares 1,073 1,073
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $443,822.13 Ordinary Shares 162,275 162,275
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $38.43 Ordinary Shares 14 14
605
page 2/5 15July 2001
605
page 2/5 15July 2001
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $30.19 Ordinary Shares
11

11
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $790.56 Ordinary Shares 288 288
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $8.23 Ordinary Shares 3 3
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $58,578.30 Ordinary Shares 21,340 21,340
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $10.98 Ordinary Shares 4 4
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $3,374.99 Ordinary Shares 1,234 1,234
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $63.12 Ordinary Shares 23 23
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $153.68 Ordinary Shares 56 56
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $69,784.49 Ordinary Shares 25,453 25,453
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $2.75 Ordinary Shares 1 1
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $3,070.20 Ordinary Shares 1,119 1,119
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $4,367.30 Ordinary Shares 1,591 1,591
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $96.08 Ordinary Shares 35 35
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $1,237,830.92 Ordinary Shares 452,589 452,589
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $7,071.12 Ordinary Shares 2,576 2,576
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $23,408.88 Ordinary Shares 8,530 8,530
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $19.21 Ordinary Shares 7 7
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $71.37 Ordinary Shares 26 26
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $8,098.34 Ordinary Shares 2,961 2,961
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $27.45 Ordinary Shares 10 10
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $10,875.29 Ordinary Shares 3,962 3,962
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $189.18 Ordinary Shares 69 69
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $100,390.91 Ordinary Shares 36,706 36,706
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $1,899.06 Ordinary Shares 692 692
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $387,552.83 Ordinary Shares 141,185 141,185
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $881.11 Ordinary Shares 321 321
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $1,080,893.16 Ordinary Shares 393,768 393,768
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $2.75 Ordinary Shares 1 1
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $249.68 Ordinary Shares 91 91
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $14,564.97 Ordinary Shares 5,306 5,306
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $7,688.46 Ordinary Shares 2,801 2,801
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $57,427.65 Ordinary Shares 20,946 20,946
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $87,661.58 Ordinary Shares 31,935 31,935
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $10,293.75 Ordinary Shares 3,750 3,750
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $3,780.80 Ordinary Shares 1,379 1,379
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $19,267.73 Ordinary Shares 7,021 7,021
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $1,180.35 Ordinary Shares 430 430
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $1,018,691.78 Ordinary Shares 372,465 372,465
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $1,564.65 Ordinary Shares 570 570
605
page 3/5 15July 2001
605
page 3/5 15July 2001
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $3,593.21 Ordinary Shares
1,309

1,309
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $1,102.97 Ordinary Shares 402 402
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $2,526.95 Ordinary Shares 921 921
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $3,900.50 Ordinary Shares 1,421 1,421
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $8,951.12 Ordinary Shares 3,261 3,261
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $5,220.99 Ordinary Shares 1,902 1,902
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $11,987.42 Ordinary Shares 4,367 4,367
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $49,325.92 Ordinary Shares 17,991 17,991
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $889,536.47 Ordinary Shares 324,057 324,057
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $3,085.38 Ordinary Shares 1,124 1,124
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $2,173.01 Ordinary Shares 792 792
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $16,548.13 Ordinary Shares 6,030 6,030
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $354.11 Ordinary Shares 129 129
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $874,956.59 Ordinary Shares 319,911 319,911
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $21.95 Ordinary Shares 8 8
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $74.11 Ordinary Shares 27 27
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $30.20 Ordinary Shares 11 11
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $5,658.87 Ordinary Shares 2,064 2,064
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $471.57 Ordinary Shares 172 172
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $159.17 Ordinary Shares 58 58
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $8,382.78 Ordinary Shares 3,065 3,065
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $203.08 Ordinary Shares 74 74
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $10,666.50 Ordinary Shares 3,900 3,900
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $600.43 Ordinary Shares 219 219
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $27.44 Ordinary Shares 10 10
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $93.33 Ordinary Shares 34 34
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $38.43 Ordinary Shares 14 14
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $126.27 Ordinary Shares 46 46
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $9,313.79 Ordinary Shares 3,393 3,393
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $98.82 Ordinary Shares 36 36
16-Dec-19 Eastspring Investments (Singapore) Limited SELL $7,320.92 Ordinary Shares 2,667 2,667

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A

605 page 4/5 15July 2001

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Prudentialplc 1 Angel Court,London EC2R 7AG,United Kingdom
Prudential Corporation Asia Limited 13/F, One International Finance Centre, 1 Harbour View Street, Central,
Hong Kong
Prudential Holdings Limited 4thFloor, Saltire Court, 20 Castle Terrace, Edinburgh, Scotland, EH1
2EN, UnitedKingdom
Prudential Corporation Holdings Limited 1 Angel Court, London, EC2R 7AG, United Kingdom
Prudential Singapore Holdings Pte. Limited 30 Cecil Street #30-01, Prudential Tower, Singapore 049712, Singapore
Eastspring Investments (Singapore) Limited 10 Marina Boulevard #32-01, Marina Bay Financial Centre Tower 2,
Singapore 018983, Singapore

Signature

print name Philip Alexander capacity Head of Global Shareholder Reporting sign here date 18 Dec 2019 Annexure A Prudential Corporation Asia Limited Wholly owned subsidiary of Prudential Plc Prudential Holdings Limited Wholly owned subsidiary of Prudential Corporation Asia Limited Prudential Corporation Holdings Limited Wholly owned subsidiary of Prudential Holdings Limited Prudential Singapore Holdings Pte. Limited Wholly owned subsidiary of Prudential Corporation Holdings Limited Eastspring Investments (Singapore) Limited Wholly owned subsidiary of Prudential Singapore Holdings Pte. Limited

Annexure A

605 page 5/5 15July 2001

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.

  • (2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (3) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (4) Include details of:

  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (5) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (6) The voting shares of a company constitute one class unless divided into separate classes.

  • (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.