Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

WHITEHAVEN COAL LIMITED Major Shareholding Notification 2016

Jan 19, 2016

66059_rns_2016-01-19_687be6fc-0c13-4fba-8627-28d9c4b54768.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Form 604

Corporations Law Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Company Name/Scheme

To Company Name/Scheme Company Name/Scheme Whitehaven Coal Limited ACN/ARSN

1. Details of substantial holder (1)

Name Prudential Plc Prudential Assurance Company Limited Prudential Pensions Limited M&G Group Limited M&G Limited Eastspring Investments (Singapore) Limited ACN/ARSN (if applicable) There was a change in the 15 January 2016 interests of the substantial holder on The previous notice was given 02 September 2015 to the company on

The previous notice was dated 02 September 2015

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:


eme, are as follows:
Class of Security (4) Previous Notice Present Notice
Person’s votes Voting Power (5) Person’s votes Voting Power (5)
NPV Shares 103,825,406 10.11% 114,596,026 11.16%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose relevant interest
changed
Nature of
change (6)
Consideration
given in relation to
change (7)
Class and number
of securities
affected
Person’s votes
affected
Prudential Plc
Prudential Assurance Company
Limited
Prudential Pensions Limited
M&G Group Limited
M&G Limited
Eastspring Investments
(Singapore) Limited
PLEASE SEE ANNEX 1 (Below)

Freehills Melbourne ASIC00603\003811236

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Registeredholderofsecurities Person entitled to be registered as holder
(8)
Class and number of securities
PRUCLT HSBC GIS NOM(UK) PAC AC Prudential Assurance Company Limited 53,535,616
EASTSPRING INV ASIA PACIFIC EQ Eastspring Investments (Singapore)
Limited
16,690,116
EASTSPRING INV ASIAN DYNAMIC Eastspring Investments (Singapore)
Limited
4,925,044
EASTSPRING INVESTMENTS –
DEVELOPED ASIA EQUITY
Eastspring Investments (Singapore)
Limited
24,575,024
EASTSPRING INV WORLD VALUE AP Eastspring Investments (Singapore)
Limited
94,702
PMAN APxJ DYNAMIC EQUITY SUB-
FUND
Eastspring Investments (Singapore)
Limited
9,797,986
EASTSPRING INV ASIAPAC EQ MY Eastspring Investments (Singapore)
Limited
222,622
State Street Noms Ltd A/C GMIW
PRUPACIFICMARKETSTRUST
Eastspring Investments (Singapore)
Limited
3,621,706
PRUCLT HSBC GIS NOM (UK) PPL AC Prudential Pensions Limited 33,534
PRUCLT HSBC GIS NOM (UK) PPL PM Prudential Pensions Limited 1,099,676

5. Changes in association

The persons who have been associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and CAN/ARSN (if applicable) Nature of association
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
Prudential PLC LaurencePountneyHill,London EC4R0HH,England
Prudential Assurance CompanyLimited LaurencePountneyHill,London EC4R0HH,England
Prudential Pensions Limited Laurence PountneyHill, London EC4R 0HH, England
M&G Group Limited Laurence Pountney Hill, London EC4R 0HH, England
M&G Limited Laurence Pountney Hill, London EC4R 0HH, England
Eastspring Investments (Singapore)
Limited
10 Marina Boulevard #32-01, Marina Bay Financial Centre Tower 2, Singapore 018983
State Street Nominees Ltd 20 Churchill Place, Canary Wharf, London E14 5HJ, England
Signature
Owen Smith Date:19 January 2016
sign here
print name
Owen Smith
capacityShareholder Disclosures Analyst

Freehills Melbourne ASIC00603\003811236

DIRECTIONS

(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an
equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to
throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the
form.
(2) See the definition of “associate” in section 9 of the Corporations Law.
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant
interest in.
(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(7) Include details of:
(a)
any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out
the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany
this form, together with a written statement certifying this contract, scheme or arrangement; and
(b)
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to
which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Law.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”.
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become
entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be
included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom
the relevant interest was acquired.

Freehills Melbourne ASIC00603\003811236

Annex 1: Transactions – 02 September 2015– 15 January 2016

Holder of relevant interest Date of
Acquisition
Transaction
Type
Class and
number of
securities
Consideration (9) Cash
EASTSPRING INV ASIA PACIFIC EQALAPEF 02-Sep-15 Purchase 812,579 877,699
EASTSPRING INV WORLD VALUE AP ALWVEA
03-Sep-15
Purchase 3,483 3,751
PRUCLT HSBC GIS NOM(UK)PPL PM 07-Sep-15 Purchase 38,542 40,613
State Street Noms Ltd A/C GMIW 10-Sep-15 Sale 319,260 336,938
EASTSPRING INV ASIA PAC EQMY AYAPEF 22-Sep-15 Sale 5,819 5,718
EASTSPRING INV ASIA PACIFIC EQALAPEF 23-Sep-15 Purchase 412,259 413,826
PMAN APxJ DYNAMIC EQUITY ASPMDE 24-Sep-15 Sale 54,084 53,814
State Street Noms Ltd A/C GMIW 28-Sep-15 Sale 603,487 593,957
EASTSPRING INV ASIA PAC EQMY AYAPEF 19-Oct-15 Sale 3,857 4,001
EASTSPRING INV ASIA PACIFIC EQALAPEF 29-Oct-15 Purchase 571,621 612,571
EASTSPRING INV WORLD VALUE AP ALWVEA
29-Oct-15
Sale 2,409 2,531
State Street Noms Ltd A/C GMIW 02-Nov-15 Sale 123,612 127,615
PRUCLT HSBC GIS NOM(UK)PPL PM 04-Nov-15 Purchase 60,504 64,838
EASTSPRING INV ASIAN DYNAMIC ALASDF
06-Nov-15
Purchase 124,348 131,253
EASTSPRING INV ASIA PACIFIC EQALAPEF 19-Nov-15 Purchase 578,710 588,667
EASTSPRING INV ASIA PACIFIC EQALAPEF 27-Nov-15 Purchase 88,988 84,485
State Street Noms Ltd A/C GMIW 27-Nov-15 Purchase 11,573 10,987
PRUCLT HSBC GIS NOM(UK)PPL PM 27-Nov-15 Purchase 6,058 5,751
EASTSPRING INV ASIA PACIFIC EQALAPEF 30-Nov-15 Purchase 467,396 433,300
State Street Noms Ltd A/C GMIW 30-Nov-15 Purchase 60,783 56,349
PRUCLT HSBC GIS NOM(UK)PPL PM 30-Nov-15 Purchase 31,821 29,500
EASTSPRING INV ASIA PACIFIC EQALAPEF 30-Dec-15 Purchase 455,293 318,704
PRUCLT HSBC GIS NOM(UK)PPL PM 30-Dec-15 Purchase 15,607 10,918
State Street Noms Ltd A/C GMIW 06-Jan-16 Sale 115,841 75,699
PMAN APxJ DYNAMIC EQUITY ASPMDE 08-Jan-16 Sale 130,317 77,187
EASTSPRING INVESTMENTS - DEVE ALDAEF 15-Jan-16 Purchase 2,759,272 1,410,043
EASTSPRING INV WORLD VALUE AP ALWVEA
15-Jan-16
Purchase 10,633 5,434
PRUCLT HSBC GIS NOM(UK)PAC AC 15-Jan-16 Purchase 5,546,392 2,834,317

Freehills Melbourne ASIC00603\003811236

PRUCLT HSBC GIS NOM(UK) PPL AC

15-Jan-16 Purchase

73,444

37,531

Freehills Melbourne ASIC00603\003811236