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WHITEHAVEN COAL LIMITED — Major Shareholding Notification 2016
Jan 19, 2016
66059_rns_2016-01-19_687be6fc-0c13-4fba-8627-28d9c4b54768.pdf
Major Shareholding Notification
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Form 604
Corporations Law Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme Company Name/Scheme
To Company Name/Scheme Company Name/Scheme Whitehaven Coal Limited ACN/ARSN
1. Details of substantial holder (1)
Name Prudential Plc Prudential Assurance Company Limited Prudential Pensions Limited M&G Group Limited M&G Limited Eastspring Investments (Singapore) Limited ACN/ARSN (if applicable) There was a change in the 15 January 2016 interests of the substantial holder on The previous notice was given 02 September 2015 to the company on
The previous notice was dated 02 September 2015
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
eme, are as follows: |
||||
|---|---|---|---|---|
| Class of Security (4) | Previous Notice | Present Notice | ||
| Person’s votes | Voting Power (5) | Person’s votes | Voting Power (5) | |
| NPV Shares | 103,825,406 | 10.11% | 114,596,026 | 11.16% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| Prudential Plc Prudential Assurance Company Limited Prudential Pensions Limited M&G Group Limited M&G Limited Eastspring Investments (Singapore) Limited |
|||||
| PLEASE SEE ANNEX 1 (Below) | |||||
Freehills Melbourne ASIC00603\003811236
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Registeredholderofsecurities | Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|
| PRUCLT HSBC GIS NOM(UK) PAC AC | Prudential Assurance Company Limited | 53,535,616 |
| EASTSPRING INV ASIA PACIFIC EQ | Eastspring Investments (Singapore) Limited |
16,690,116 |
| EASTSPRING INV ASIAN DYNAMIC | Eastspring Investments (Singapore) Limited |
4,925,044 |
| EASTSPRING INVESTMENTS – DEVELOPED ASIA EQUITY |
Eastspring Investments (Singapore) Limited |
24,575,024 |
| EASTSPRING INV WORLD VALUE AP | Eastspring Investments (Singapore) Limited |
94,702 |
| PMAN APxJ DYNAMIC EQUITY SUB- FUND |
Eastspring Investments (Singapore) Limited |
9,797,986 |
| EASTSPRING INV ASIAPAC EQ MY | Eastspring Investments (Singapore) Limited |
222,622 |
| State Street Noms Ltd A/C GMIW PRUPACIFICMARKETSTRUST |
Eastspring Investments (Singapore) Limited |
3,621,706 |
| PRUCLT HSBC GIS NOM (UK) PPL AC | Prudential Pensions Limited | 33,534 |
| PRUCLT HSBC GIS NOM (UK) PPL PM | Prudential Pensions Limited | 1,099,676 |
5. Changes in association
The persons who have been associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and CAN/ARSN (if applicable) | Nature of association | ||||
|---|---|---|---|---|---|
| 6. | Addresses | ||||
| The | addresses of persons named in this form are as follows: | ||||
| Name | Address | ||||
| Prudential PLC | LaurencePountneyHill,London EC4R0HH,England | ||||
| Prudential Assurance CompanyLimited | LaurencePountneyHill,London EC4R0HH,England | ||||
| Prudential Pensions Limited | Laurence PountneyHill, London EC4R 0HH, England | ||||
| M&G Group Limited | Laurence Pountney Hill, London EC4R 0HH, England | ||||
| M&G Limited | Laurence Pountney Hill, London EC4R 0HH, England | ||||
| Eastspring Investments (Singapore) Limited |
10 Marina Boulevard #32-01, Marina Bay Financial Centre Tower 2, Singapore 018983 | ||||
| State Street Nominees Ltd | 20 Churchill Place, Canary Wharf, London E14 5HJ, England | ||||
| Signature | |||||
| Owen Smith | Date:19 January 2016 | ||||
| sign here | |||||
| print name Owen Smith |
capacityShareholder Disclosures Analyst |
Freehills Melbourne ASIC00603\003811236
DIRECTIONS
| (1) | If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an |
|---|---|
| equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to | |
| throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the | |
| form. | |
| (2) | See the definition of “associate” in section 9 of the Corporations Law. |
| (3) | See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law. |
| (4) | The voting shares of a company constitute one class unless divided into separate classes. |
| (5) | The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant |
| interest in. |
| (6) | The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100. |
|---|---|
| (7) | Include details of: |
| (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out |
|
| the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany | |
| this form, together with a written statement certifying this contract, scheme or arrangement; and | |
| (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to |
|
| which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). | |
| See the definition of “relevant agreement” in section 9 of the Corporations Law. | |
| (8) | If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”. |
| (9) | Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become |
| entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be | |
| included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom | |
| the relevant interest was acquired. |
Freehills Melbourne ASIC00603\003811236
Annex 1: Transactions – 02 September 2015– 15 January 2016
| Holder of relevant interest | Date of Acquisition |
Transaction Type |
Class and number of securities |
Consideration (9) Cash |
|---|---|---|---|---|
| EASTSPRING INV ASIA PACIFIC EQALAPEF | 02-Sep-15 | Purchase | 812,579 | 877,699 |
| EASTSPRING INV WORLD VALUE AP ALWVEA | 03-Sep-15 |
Purchase | 3,483 | 3,751 |
| PRUCLT HSBC GIS NOM(UK)PPL PM | 07-Sep-15 | Purchase | 38,542 | 40,613 |
| State Street Noms Ltd A/C GMIW | 10-Sep-15 | Sale | 319,260 | 336,938 |
| EASTSPRING INV ASIA PAC EQMY AYAPEF | 22-Sep-15 | Sale | 5,819 | 5,718 |
| EASTSPRING INV ASIA PACIFIC EQALAPEF | 23-Sep-15 | Purchase | 412,259 | 413,826 |
| PMAN APxJ DYNAMIC EQUITY ASPMDE | 24-Sep-15 | Sale | 54,084 | 53,814 |
| State Street Noms Ltd A/C GMIW | 28-Sep-15 | Sale | 603,487 | 593,957 |
| EASTSPRING INV ASIA PAC EQMY AYAPEF | 19-Oct-15 | Sale | 3,857 | 4,001 |
| EASTSPRING INV ASIA PACIFIC EQALAPEF | 29-Oct-15 | Purchase | 571,621 | 612,571 |
| EASTSPRING INV WORLD VALUE AP ALWVEA | 29-Oct-15 |
Sale | 2,409 | 2,531 |
| State Street Noms Ltd A/C GMIW | 02-Nov-15 | Sale | 123,612 | 127,615 |
| PRUCLT HSBC GIS NOM(UK)PPL PM | 04-Nov-15 | Purchase | 60,504 | 64,838 |
| EASTSPRING INV ASIAN DYNAMIC ALASDF | 06-Nov-15 |
Purchase | 124,348 | 131,253 |
| EASTSPRING INV ASIA PACIFIC EQALAPEF | 19-Nov-15 | Purchase | 578,710 | 588,667 |
| EASTSPRING INV ASIA PACIFIC EQALAPEF | 27-Nov-15 | Purchase | 88,988 | 84,485 |
| State Street Noms Ltd A/C GMIW | 27-Nov-15 | Purchase | 11,573 | 10,987 |
| PRUCLT HSBC GIS NOM(UK)PPL PM | 27-Nov-15 | Purchase | 6,058 | 5,751 |
| EASTSPRING INV ASIA PACIFIC EQALAPEF | 30-Nov-15 | Purchase | 467,396 | 433,300 |
| State Street Noms Ltd A/C GMIW | 30-Nov-15 | Purchase | 60,783 | 56,349 |
| PRUCLT HSBC GIS NOM(UK)PPL PM | 30-Nov-15 | Purchase | 31,821 | 29,500 |
| EASTSPRING INV ASIA PACIFIC EQALAPEF | 30-Dec-15 | Purchase | 455,293 | 318,704 |
| PRUCLT HSBC GIS NOM(UK)PPL PM | 30-Dec-15 | Purchase | 15,607 | 10,918 |
| State Street Noms Ltd A/C GMIW | 06-Jan-16 | Sale | 115,841 | 75,699 |
| PMAN APxJ DYNAMIC EQUITY ASPMDE | 08-Jan-16 | Sale | 130,317 | 77,187 |
| EASTSPRING INVESTMENTS - DEVE ALDAEF | 15-Jan-16 | Purchase | 2,759,272 | 1,410,043 |
| EASTSPRING INV WORLD VALUE AP ALWVEA | 15-Jan-16 |
Purchase | 10,633 | 5,434 |
| PRUCLT HSBC GIS NOM(UK)PAC AC | 15-Jan-16 | Purchase | 5,546,392 | 2,834,317 |
Freehills Melbourne ASIC00603\003811236
PRUCLT HSBC GIS NOM(UK) PPL AC
15-Jan-16 Purchase
73,444
37,531
Freehills Melbourne ASIC00603\003811236