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WHITEHAVEN COAL LIMITED Major Shareholding Notification 2015

Sep 2, 2015

66059_rns_2015-09-02_9ef07f10-c8ff-4e57-99c6-2906a50926b2.pdf

Major Shareholding Notification

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Corporations Law Section 671B

Form 604

Notice of change of interests of substantial holder

To Company Name/Scheme

Whitehaven Coal Limited

ACN/ARSN

1. Details of substantial holder (1)

Name Prudential Plc Eastspring Investments (Singapore) Limited Prudential Pensions Limited Prudential Assurance Company Limited M&G Group Limited M&G Limited ACN/ARSN (if applicable) There was a change in the 01 September 2015 interests of the substantial holder on The previous notice was given 21 August 2015 to the company on The previous notice was dated 21 August 2015

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of Security (4)
Previous Notice
Class of Security (4)
Previous Notice
Present Notice Present Notice
Person’s votes Voting Power (5) Person’s votes Voting Power (5)
NPV Shares 92,878,535 9.05% 103,825,406 10.11%
Changes in relevant interests
culars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of
pany or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as f
Date of Person whose relevant interest Nature of Consideration Class and number Person’s votes
change changed change (6) given in relation to of securities affected
change (7) affected
Prudential Plc
Eastspring Investments
(Singapore) Limited
PLEASE SEE ANNEX 1 (Below)
Prudential Pensions Limited
Prudential Assurance Company
Limited
M&G Group Limited
M&G Limited

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

4. Present relevant interests

Freehills Melbourne ASIC00603\003811236

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Registeredholderofsecurities Person entitled to be registered as holder
(8)
Class and number of securities
PRUCLT HSBC GIS NOM(UK) PAC AC Prudential Assurance Company Limited 47,915,780
EASTSPRING INV ASIA PACIFIC EQ Eastspring Investments (Singapore)
Limited
13,303,270
EASTSPRING INV ASIAN DYNAMIC Eastspring Investments (Singapore)
Limited
4,800,696
EASTSPRING INVESTMENTS –
DEVELOPED ASIA EQUITY
Eastspring Investments (Singapore)
Limited
21,815,752
EASTSPRING INV WORLD VALUE AP Eastspring Investments (Singapore)
Limited
82,995
PMAN APxJ DYNAMIC EQUITY SUB-
FUND
Eastspring Investments (Singapore)
Limited
9,982,387
EASTSPRING INV ASIAPAC EQ MY Eastspring Investments (Singapore)
Limited
232,298
State Street Noms Ltd A/C GMIW
PRUPACIFICMARKETSTRUST
Eastspring Investments (Singapore)
Limited
4,711,550
PRUCLT HSBC GIS NOM (UK) PPL AC Prudential Pensions Limited 33,534
PRUCLT HSBC GIS NOM (UK) PPL PM Prudential Pensions Limited 947,144

5. Changes in association

The persons who have been associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and CAN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Prudential PLC LaurencePountneyHill,London EC4R0HH,England
Prudential Assurance Company
Limited
Laurence Pountney Hill, London EC4R 0HH, England
Prudential Pensions Limited Laurence PountneyHill, London EC4R 0HH, England
M&G Limited Laurence Pountney Hill, London EC4R 0HH, England
M&G GroupLimited Laurence Pountney Hill, London EC4R 0HH, England
State Street Nominees Ltd 20 Churchill Place, Canary Wharf, London E14 5HJ, England
Eastspring Investments (Singapore)
Limited
10 Marina Boulevard #32-01, Marina Bay Financial Centre Tower 2, Singapore 018983
Signature
Owen Smith Date:02 September 2015
sign here
print name Owen Smith capacityNotifiables Administrator

Freehills Melbourne ASIC00603\003811236

DIRECTIONS

(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an
equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to
throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the
form.
(2) See the definition of “associate” in section 9 of the Corporations Law.
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant
interest in.
(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(7) Include details of:
(a)
any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out
the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany
this form, together with a written statement certifying this contract, scheme or arrangement; and
(b)
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to
which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Law.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”.
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become
entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be
included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom
the relevant interest was acquired.

Freehills Melbourne ASIC00603\003811236

Annex 1: Transactions – 20 August 2015– 01 September 2015

Holder of
relevant interest
Date of
Acquisition
Transaction
Type
Class and
number of
securities
Consideration (9)
Cash
PRUCLT HSBC
GIS NOM(UK)
PAC AC
20-Aug-15 Purchase 43,130 51,027
PRUCLT HSBC
GIS NOM(UK)
PAC AC
20-Aug-15 Purchase 23,963 28,350
PRUCLT HSBC
GIS NOM(UK)
PAC AC
20-Aug-15 Purchase 63,948 75,682
PRUCLT HSBC
GIS NOM(UK)
PAC AC
20-Aug-15 Purchase 44,900 53,121
PRUCLT HSBC
GIS NOM(UK)
PAC AC
20-Aug-15 Purchase 1,091,423 1,298,985
PRUCLT HSBC
GIS NOM(UK)
PAC AC
20-Aug-15 Purchase 15,000 17,746
PRUCLT HSBC
GIS NOM(UK)
PAC AC
20-Aug-15 Purchase 39,682 46,947
PRUCLT HSBC
GIS NOM(UK)
PAC AC
21-Aug-15 Purchase 7,184 8,330
PRUCLT HSBC
GIS NOM(UK)
PAC AC
21-Aug-15 Purchase 8,497 9,858
PRUCLT HSBC
GIS NOM(UK)
PAC AC
21-Aug-15 Purchase 100,000 116,058
PRUCLT HSBC
GIS NOM(UK)
PAC AC
21-Aug-15 Purchase 66,187 76,637
PRUCLT HSBC
GIS NOM(UK)
PAC AC
21-Aug-15 Purchase 127,262 147,685
PRUCLT HSBC
GIS NOM(UK)
PAC AC
21-Aug-15 Purchase 1,619,848 1,906,803
PRUCLT HSBC
GIS NOM(UK)
PAC AC
21-Aug-15 Purchase 21,191 24,562
PRUCLT HSBC
GIS NOM(UK)
PAC AC
21-Aug-15 Purchase 99,910 115,734
PRUCLT HSBC
GIS NOM(UK)
PAC AC
21-Aug-15 Purchase 36,737 42,636
PRUCLT HSBC
GIS NOM(UK)
PAC AC
27-Aug-15 Purchase 50,649 57,389
PRUCLT HSBC
GIS NOM(UK)
PAC AC
27-Aug-15 Purchase 1,757,391 2,000,037
PRUCLT HSBC
GIS NOM(UK)
PAC AC
27-Aug-15 Purchase 23,084 26,075

Freehills Melbourne ASIC00603\003811236

PRUCLT HSBC
GIS NOM(UK)
PAC AC
27-Aug-15 Purchase 42,831 48,599
PRUCLT HSBC
GIS NOM(UK)
PAC AC
27-Aug-15 Purchase 18,599 21,074
PRUCLT HSBC
GIS NOM(UK)
PAC AC
27-Aug-15 Purchase 10,020 11,353
PRUCLT HSBC
GIS NOM(UK)
PAC AC
27-Aug-15 Purchase 37,747 42,539
PRUCLT HSBC
GIS NOM(UK)
PAC AC
27-Aug-15 Purchase 37,036 42,009
EASTSPRING
INV ASIA
PACIFIC EQ
ALAPEF
28-Aug-15 Purchase 125,633 146,526
EASTSPRING
INV ASIA
PACIFIC EQ
ALAPEF
28-Aug-15 Purchase 828,138 971,240
STATE STREET
NOMS LTD A/C
GMIW
28-Aug-15 Purchase 449,663 525,491
PRUCLT HSBC
GIS NOM(UK)
PAC AC
28-Aug-15 Purchase 2,364,661 2,778,821
EASTSPRING
INV ASIA
PACIFIC EQ
ALAPEF
31-Aug-15 Purchase 422,860 488,742
PRUCLT HSBC
GIS NOM(UK)
PAC AC
31-Aug-15 Purchase 140,040 161,883
PRUCLT HSBC
GIS NOM(UK)
PAC AC
31-Aug-15 Purchase 22,225 25,692
PRUCLT HSBC
GIS NOM(UK)
PAC AC
31-Aug-15 Purchase 1,207,432 1,396,248

Freehills Melbourne ASIC00603\003811236