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WHIRLPOOL CORP /DE/ — Director's Dealing 2021
Mar 11, 2021
31015_dirs_2021-03-11_82e349e5-b5e2-4246-af3c-49413b7d4dec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2021-03-10
Reporting Person: Wu Shengpo (EVP AND PRESIDENT, ASIA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-10 | Common Stock | M | 2384 | $177.19 | Acquired | 10010 | Direct |
| 2021-03-10 | Common Stock | S | 2384 | $205 | Disposed | 7626 | Direct |
| 2021-03-10 | Common Stock | M | 3912 | $172.70 | Acquired | 11538 | Direct |
| 2021-03-10 | Common Stock | S | 3912 | $205 | Disposed | 7626 | Direct |
| 2021-03-10 | Common Stock | M | 4436 | $139.36 | Acquired | 12062 | Direct |
| 2021-03-10 | Common Stock | S | 4436 | $205 | Disposed | 7626 | Direct |
| 2021-03-10 | Common Stock | M | 2100 | $152.16 | Acquired | 9726 | Direct |
| 2021-03-10 | Common Stock | S | 2100 | $205 | Disposed | 7626 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-10 | Employee Stock Option (Right to Buy) | $177.19 | M | 2384 | Disposed | 2027-02-20 | Common (2384.0) | Direct |
| 2021-03-10 | Employee Stock Option (Right to Buy) | $172.7 | M | 3912 | Disposed | 2028-02-19 | Common (3912.0) | Direct |
| 2021-03-10 | Employee Stock Option (Right to Buy) | $139.36 | M | 4436 | Disposed | 2029-02-18 | Common Stock (4436.0) | Direct |
| 2021-03-10 | Employee Stock Option (Right to Buy) | $152.16 | M | 2100 | Disposed | 2030-02-17 | Common (2100.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 21.946 | Indirect |
Footnotes
F1: Exercise of stock options that were due to expire on February 20, 2027 and February 19, 2028, respectively.
F2: Exercise of stock options that were due to expire on February 18, 2029. Remaining stock options will become exercisable on March 1, 2022.
F3: Exercise of stock options that were due to expire on February 17, 2030. Remaining stock options will become exercisable in two equal installments on March 1, 2022 and March 1, 2023.
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