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WHIRLPOOL CORP /DE/ — Director's Dealing 2021
Apr 28, 2021
31015_dirs_2021-04-27_af6a7f6b-2ec8-434e-935f-f1b022bfbdcf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2021-04-23
Reporting Person: Morel Gilles (EVP AND PRESIDENT, EMEA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-23 | Common Stock | M | 2103 | $134.47 | Acquired | 2293 | Direct |
| 2021-04-23 | Common Stock | S | 2103 | $240.11 | Disposed | 190 | Direct |
| 2021-04-23 | Common Stock | M | 2983 | $152.16 | Acquired | 3173 | Direct |
| 2021-04-23 | Common Stock | S | 2983 | $240.31 | Disposed | 190 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-23 | Employee Stock Option (Right to Buy) | $134.47 | M | 2103 | Disposed | 2029-04-01 | Common Stock (2103.0) | Direct |
| 2021-04-23 | Employee Stock Option (Right to Buy) | $152.16 | M | 2983 | Disposed | 2030-02-17 | Common Stock (2983.0) | Direct |
Footnotes
F1: The sale of 2,103 shares of common stock at prices ranging from $239.97 to $240.365, respectively. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth. Remaining stock options will become exercisable on April 1, 2022.
F2: The sale of 2,983 shares of common stock at prices ranging from $240.09 to $240.50, respectively. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth. Remaining stock options will become exercisable in two equal installments on March 1, 2022 and March 1, 2023.