WHIRLPOOL CORP /DE/ — Director's Dealing 2021

Apr 28, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2021-04-26

Reporting Person: Liotine Joseph T. (EXEC VICE PRESIDENT & PRES NA)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-09	Common Stock	G	82	—	Disposed	26749.03	Direct
2021-04-26	Common Stock	S	7067	$238.66	Disposed	19682.03	Direct
2021-04-26	Common Stock	S	10966	$236.81	Disposed	8716.03	Direct
2021-04-26	Common Stock	M	6810	$132.19	Acquired	15526.03	Direct
2021-04-26	Common Stock	M	8176	$177.19	Acquired	23702.03	Direct
2021-04-26	Common Stock	M	7099	$172.70	Acquired	30801.03	Direct
2021-04-26	Common Stock	M	8314	$139.36	Acquired	39115.03	Direct
2021-04-26	Common Stock	S	900	$234.41	Disposed	38215.03	Direct
2021-04-26	Common Stock	S	3449	$235.37	Disposed	34766.03	Direct
2021-04-26	Common Stock	S	19492	$236.37	Disposed	15274.03	Direct
2021-04-26	Common Stock	S	6258	$237.26	Disposed	9016.03	Direct
2021-04-26	Common Stock	S	300	$238.66	Disposed	8716.03	Direct
2021-04-26	Common Stock	G	208.532	—	Disposed	8507.498	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-26	Employee Stock Options (Right to Buy)	$132.19	M	6810	Disposed	2026-02-15	Common (6810.0)	Direct
2021-04-26	Employee Stock Options (Right to Buy)	$177.19	M	8176	Disposed	2027-02-20	Common (8176.0)	Direct
2021-04-26	Employee Stock Option (Right to Buy)	$172.7	M	7099	Disposed	2028-02-19	Common (7099.0)	Direct
2021-04-26	Employee Stock Option (Right to Buy)	$139.36	M	8314	Disposed	2029-02-18	Common Stock (8314.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3457.419	Indirect

Footnotes

F1: The sale of 7,067 shares was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2: The sale of 10,966 shares at prices ranging from $236.49 to $237.24. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

F3: The exercise of stock options on this Form 4 was effected pursuant to a previously established Rule 10b5-1 trading plan. Mr. Liotine exercised stock options that were due to expire on 2/15/2026, 2/20/2027, 2/19/2028, and 2/18/2029. The 3,496 remaining stock options vested on 2/19/2021. For the 16,622 remaining stock options, 8,311 vested on 2/18/2021 and 8,311 will vest on 2/18/2022.

F4: The sale of 900 shares of stock at prices ranging from $233.87 to $234.86. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

F5: The sale of 3,449 shares of stock at prices ranging from $234.87 to $235.85. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

F6: The sale of 19,492 shares of stock at prices ranging from $235.89 to $236.88. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

F7: The sale of 6,258 shares of stock at prices ranging from $236.89 to $237.78. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

F8: The sale of 300 shares of stock at $238.66.