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WHIRLPOOL CORP /DE/ — Director's Dealing 2020
Nov 9, 2020
31015_dirs_2020-11-09_f7487e10-1dcd-49c3-a6b8-82f2133abb52.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2020-11-05
Reporting Person: Bitzer Marc R (Director, CHAIRMAN AND CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-26 | Common | G | 5640 | — | Disposed | 0 | Direct |
| 2020-06-26 | Common Stock | G | 5640 | — | Acquired | 80205 | Indirect |
| 2020-11-03 | Common Stock | G | 1000 | — | Disposed | 79205 | Indirect |
| 2020-11-05 | Common | M | 39836 | $132.19 | Acquired | 39836 | Direct |
| 2020-11-05 | Common | S | 38836 | $200.43 | Disposed | 1000 | Direct |
| 2020-11-05 | Common | S | 1000 | $201.26 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-05 | Employee Stock Options (Right to Buy) | $132.19 | M | 39836 | Disposed | 2026-02-15 | Common (39836.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1994 | Indirect |
| Common Stock | 4491.781 | Indirect |
Footnotes
F1: The exercise of stock options on this Form 4 was effected pursuant to a previously established Rule 10b5-1 trading plan. Mr. Bitzer exercised stock options that were due to expire on 2/15/26.
F2: The sale of the 38,836 shares and 1,000 shares were effected pursuant to a previously established Rule 10b5-1 trading plan at prices ranging from $200.01 to $201.00 and $201.05 to $201.33, respectively. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.