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WHIRLPOOL CORP /DE/ Director's Dealing 2020

Nov 9, 2020

31015_dirs_2020-11-09_f7487e10-1dcd-49c3-a6b8-82f2133abb52.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2020-11-05

Reporting Person: Bitzer Marc R (Director, CHAIRMAN AND CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-06-26 Common G 5640 Disposed 0 Direct
2020-06-26 Common Stock G 5640 Acquired 80205 Indirect
2020-11-03 Common Stock G 1000 Disposed 79205 Indirect
2020-11-05 Common M 39836 $132.19 Acquired 39836 Direct
2020-11-05 Common S 38836 $200.43 Disposed 1000 Direct
2020-11-05 Common S 1000 $201.26 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-05 Employee Stock Options (Right to Buy) $132.19 M 39836 Disposed 2026-02-15 Common (39836.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1994 Indirect
Common Stock 4491.781 Indirect

Footnotes

F1: The exercise of stock options on this Form 4 was effected pursuant to a previously established Rule 10b5-1 trading plan. Mr. Bitzer exercised stock options that were due to expire on 2/15/26.

F2: The sale of the 38,836 shares and 1,000 shares were effected pursuant to a previously established Rule 10b5-1 trading plan at prices ranging from $200.01 to $201.00 and $201.05 to $201.33, respectively. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.