WHIRLPOOL CORP /DE/ — Director's Dealing 2018

Feb 22, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2018-02-16

Reporting Person: Liotine Joseph T. (EXEC VICE PRESIDENT & PRES NAR)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-16	Common Stock	M	319	—	Acquired	14030	Direct
2018-02-16	Common Stock	F	108	$172.70	Disposed	13922	Direct
2018-02-16	Common Stock	M	106	—	Acquired	14028	Direct
2018-02-16	Common Stock	D	106	—	Disposed	13922	Direct
2018-02-19	Common Stock	M	5000	—	Acquired	18922	Direct
2018-02-19	Common Stock	F	1547	$172.70	Disposed	17375	Direct
2018-02-19	Common Stock	M	336	—	Acquired	17711	Direct
2018-02-19	Common Stock	F	101	$172.70	Disposed	17610	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-02-16	Restricted Stock Units	$	M	319	Disposed		Common (319)	Direct
2018-02-16	Restricted Stock Units	$	M	106	Disposed		Common (106)	Direct
2018-02-16	Deferred Stock	$	A	106	Acquired		Common (106)	Direct
2018-02-19	Restricted Stock Units	$	M	5000	Disposed		Common (5000)	Direct
2018-02-19	Restricted Stock Units	$	M	336	Disposed		Common (336)	Direct
2018-02-19	Restricted Stock Units	$	A	2352	Acquired		Common (2352)	Direct
2018-02-19	Employee Stock Option (Right to Buy)	$172.70	A	10595	Acquired	2028-02-19	Common (10595)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1504.574	Indirect

Footnotes

F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2: Upon the vesting of restricted stock units granted to the reporting person on 02/16/2018, the reporting person deferred the receipt of 106 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 106 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F3: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F4: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021.

F5: Options will vest and become exercisable as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021.