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WHIRLPOOL CORP /DE/ — Director's Dealing 2017
Feb 18, 2017
31015_dirs_2017-02-17_0870a9e6-f882-4e99-8ea0-e14d8ca7eb79.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2017-02-15
Reporting Person: Liotine Joseph T. (EXEC. VICE PRESIDENT & PRES NA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-15 | Common Stock | M | 619 | — | Acquired | 10013 | Direct |
| 2017-02-15 | Common Stock | F | 218 | $177.05 | Disposed | 9795 | Direct |
| 2017-02-15 | Common Stock | M | 208 | — | Acquired | 10003 | Direct |
| 2017-02-15 | Common Stock | D | 208 | — | Disposed | 9795 | Direct |
| 2017-02-16 | Common Stock | M | 319 | — | Acquired | 10114 | Direct |
| 2017-02-16 | Common Stock | F | 100 | $176.69 | Disposed | 10014 | Direct |
| 2017-02-16 | Common Stock | M | 106 | — | Acquired | 10120 | Direct |
| 2017-02-16 | Common Stock | D | 106 | — | Disposed | 10014 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-15 | Restricted Stock Units | $ | M | 619 | Disposed | Common (619) | Direct | |
| 2017-02-15 | Restricted Stock Units | $ | M | 208 | Disposed | Common (208) | Direct | |
| 2017-02-15 | Deferred Stock | $ | A | 208 | Acquired | Common (208) | Direct | |
| 2017-02-16 | Restricted Stock Units | $ | M | 319 | Disposed | Common (319) | Direct | |
| 2017-02-16 | Restricted Stock Units | $ | M | 106 | Disposed | Common (106) | Direct | |
| 2017-02-16 | Deferred Stock | $ | A | 106 | Acquired | Common (106) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1470.0005 | Indirect |
Footnotes
F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: equally on 02/15/2018 and 02/15/2019.
F2: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: equally on 02/15/2018 and 02/15/2019.
F3: Upon the vesting of restricted stock units granted to the reporting person on 02/15/2017, the reporting person deferred the receipt of 208 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 208 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.
F4: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 02/16/2018.
F5: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 02/16/2018.
F6: Upon the vesting of restricted stock units granted to the reporting person on 02/16/2017, the reporting person deferred the receipt of 106 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 106 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.