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WHIRLPOOL CORP /DE/ Director's Dealing 2017

Feb 18, 2017

31015_dirs_2017-02-17_bdf50dd5-b1f2-41c0-854c-249fe6ff105f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2017-02-15

Reporting Person: Lovechio Joseph A (VICE PRESIDENT AND CONTROLLER)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-15 Common Stock M 73 Acquired 2073 Direct
2017-02-15 Common Stock F 22 $177.05 Disposed 2051 Direct
2017-02-15 Common Stock M 25 Acquired 2076 Direct
2017-02-15 Common Stock D 25 Disposed 2051 Direct
2017-02-16 Common Stock M 14 Acquired 2065 Direct
2017-02-16 Common Stock F 4 $176.69 Disposed 2061 Direct
2017-02-16 Common Stock M 41 Acquired 2102 Direct
2017-02-16 Common Stock D 41 Disposed 2061 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-15 Restricted Stock Units $ M 73 Disposed Common (73) Direct
2017-02-15 Restricted Stock Units $ M 25 Disposed Common (25) Direct
2017-02-15 Deferred Stock $ A 25 Acquired Common (25) Direct
2017-02-16 Restricted Stock Units $ M 14 Disposed Common (14) Direct
2017-02-16 Restricted Stock Units $ M 41 Disposed Common (41) Direct
2017-02-16 Deferred Stock $ A 41 Acquired Common (41) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 384.902 Indirect

Footnotes

F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: equally on 02/15/2018 and 02/15/2019.

F2: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: equally on 02/15/2018 and 02/15/2019.

F3: Upon the vesting of restricted stock units granted to the reporting person on 02/15/2017, the reporting person deferred the receipt of 25 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 25 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F4: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 02/16/2018.

F5: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 02/16/2018.

F6: Upon the vesting of restricted stock units granted to the reporting person on 02/16/2017, the reporting person deferred the receipt of 41 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 41 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.