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WHIRLPOOL CORP /DE/ — Director's Dealing 2017
Feb 23, 2017
31015_dirs_2017-02-22_222dbbac-628a-45ed-be35-024af4fdbcc6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2017-02-20
Reporting Person: FETTIG JEFF M (Director, CHAIRMAN AND CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-20 | Common Stock | M | 25847 | — | Acquired | 25847 | Direct |
| 2017-02-20 | Common Stock | F | 11114 | $177.19 | Disposed | 14733 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-20 | Restricted Stock Units | $ | M | 25847 | Disposed | Common (25847) | Direct | |
| 2017-02-20 | Employee Stock Option (right to buy) | $177.19 | A | 121008 | Acquired | 2027-02-20 | Common (121008) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 32000 | Indirect |
| Common Stock | 67150 | Indirect |
| Common Stock | 95000 | Indirect |
| Common Stock | 7618.098 | Indirect |
Footnotes
F1: Vesting of performance-based restricted stock unit award for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: Options will vest and become exercisable as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020.
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