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WHIRLPOOL CORP /DE/ — Director's Dealing 2017
Feb 23, 2017
31015_dirs_2017-02-22_23603c1e-a7d5-441d-8431-f2e858e811d5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2017-02-17
Reporting Person: SZCZUPAK DAVID T (EXECUTIVE VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-17 | Common Stock | M | 851 | — | Acquired | 1935 | Direct |
| 2017-02-17 | Common Stock | F | 248 | $177.19 | Disposed | 1687 | Direct |
| 2017-02-20 | Common Stock | M | 1960 | — | Acquired | 3647 | Direct |
| 2017-02-20 | Common Stock | F | 619 | $177.19 | Disposed | 3028 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-17 | Restricted stock units | $ | M | 851 | Disposed | Common Stock (851) | Direct | |
| 2017-02-20 | Restricted stock units | $ | M | 1960 | Disposed | Common Stock (1960) | Direct | |
| 2017-02-20 | Restricted Stock Units | $ | A | 2186 | Acquired | Common Stock (2186) | Direct | |
| 2017-02-20 | Employee Stock Options (Right to Buy) | $177.19 | A | 8800 | Acquired | 2027-02-20 | Common Stock (8800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 22317 | Indirect |
Footnotes
F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: Vesting of performance-based restricted stock unit award for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F3: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020.
F4: Options will vest and become exercisable as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020.