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WHIRLPOOL CORP /DE/ Director's Dealing 2017

Feb 23, 2017

31015_dirs_2017-02-22_23603c1e-a7d5-441d-8431-f2e858e811d5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2017-02-17

Reporting Person: SZCZUPAK DAVID T (EXECUTIVE VICE PRESIDENT)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-17 Common Stock M 851 Acquired 1935 Direct
2017-02-17 Common Stock F 248 $177.19 Disposed 1687 Direct
2017-02-20 Common Stock M 1960 Acquired 3647 Direct
2017-02-20 Common Stock F 619 $177.19 Disposed 3028 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-17 Restricted stock units $ M 851 Disposed Common Stock (851) Direct
2017-02-20 Restricted stock units $ M 1960 Disposed Common Stock (1960) Direct
2017-02-20 Restricted Stock Units $ A 2186 Acquired Common Stock (2186) Direct
2017-02-20 Employee Stock Options (Right to Buy) $177.19 A 8800 Acquired 2027-02-20 Common Stock (8800) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 22317 Indirect

Footnotes

F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2: Vesting of performance-based restricted stock unit award for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020.

F4: Options will vest and become exercisable as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020.