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WHIRLPOOL CORP /DE/ — Director's Dealing 2017
Feb 23, 2017
31015_dirs_2017-02-22_4f40ec51-3bdb-4a37-bcbb-7f4bfa23a984.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2017-02-17
Reporting Person: Brega Joao Carlos (EXECUTIVE VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-17 | Common Stock | M | 496 | — | Acquired | 20774 | Direct |
| 2017-02-20 | Common Stock | M | 1143 | — | Acquired | 21917 | Direct |
| 2017-02-20 | Common Stock | M | 3800 | — | Acquired | 25717 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-17 | Restricted Stock Units | $ | M | 496 | Disposed | Common (496) | Direct | |
| 2017-02-20 | Restricted Stock Units | $ | M | 1143 | Disposed | Common (1143) | Direct | |
| 2017-02-20 | Restricted Stock Units | $ | M | 3800 | Disposed | Common (3800) | Direct | |
| 2017-02-20 | Restricted Stock Units | $ | A | 1181 | Acquired | Common (1181) | Direct | |
| 2017-02-20 | Restricted Stock Units | $ | A | 15000 | Acquired | Common (15000) | Direct | |
| 2017-02-20 | Employee Stock Options (Right to Buy) | $177.19 | A | 4755 | Acquired | 2027-02-20 | Common (4755) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1062.146 | Direct |
Footnotes
F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: Vesting of performance-based restricted stock unit for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F3: As of 12/31/2016, the latest date for which information is reasonably available, there are 1,062.148 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.
F4: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020.
F5: Restricted stock units will vest and convert one-for-one to shares as follows: equally on 02/20/2020 and 02/20/2022.
F6: Options will vest and become exercisable as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020.