WHIRLPOOL CORP /DE/ — Director's Dealing 2017

Feb 23, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2017-02-17

Reporting Person: Peters James W (EXEC VICE PRESIDENT AND CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-02-17	Common Stock	M	192	—	Acquired	10348	Direct
2017-02-17	Common Stock	F	60	$177.19	Disposed	10288	Direct
2017-02-17	Common Stock	M	1264	$138.56	Acquired	11855	Direct
2017-02-17	Common Stock	M	1123	$132.19	Acquired	12675	Direct
2017-02-17	Common Stock	S	2387	$177.3282	Disposed	10288	Direct
2017-02-20	Common Stock	M	442	—	Acquired	10730	Direct
2017-02-20	Common Stock	F	139	$177.19	Disposed	10591	Direct
2017-02-21	Common Stock	S	600	$179.6092	Disposed	9991	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-02-17	Restricted Stock Units	$	M	192	Disposed		Common (192)	Direct
2017-02-17	Employee Stock Options (Right to Buy)	$138.56	M	1264	Disposed	2024-02-17	Common (1264)	Direct
2017-02-17	Employee Stock Options (Right to Buy)	$132.19	M	1123	Disposed	2026-02-15	Common (1123)	Direct
2017-02-17	Restricted Stock Units	$	M	442	Disposed		Common (442)	Direct
2017-02-20	Employee Stock Options (Right to Buy)	$177.19	A	17033	Acquired	2027-02-20	Common (17033)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2078.638	Indirect

Footnotes

F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.31 to $177.3502, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the prices set forth in this footnote.

F3: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.58 to $179.62, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the prices set forth in this footnote.

F5: Options will vest and become exercisable as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020.